About FINRA

FINRA is one of the long arms of the law for the securities industry. A non-governmental regulatory authority, FINRA regulates all securities firms (roughly 4,300) that conduct business in the US. Its activities include writing and enforcing rules; enforcing federal securities laws; licensing and registering brokerages and private equity firms; and – more... 

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Claimed Profile
Headquarters
1735 K St. Nw
Washington DC, United States 20006
Revenue
$500M to $1B (USD)
Employees
1,001 to 5,000
Industry