Branch Manager
HFP Capital Markets - New York, NY

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HFP Capital Markets is a full-service, registered broker/dealer serving the needs of its' clients. We are currently looking for an experienced Branch Manager for our New York office.

The ideal candidate possesses:
Strong attention to detail and problem solving
Excellent communication and organizational skills;
The successful candidate should be able to work effectively and efficiently in a fast paced environment that requires exceptional precision.
Has a thorough understanding of the Firm’s products and those of its strategic partners; uses this knowledge to provide resources and direction in order to drive sales.

Responsibilities include:
Responsible for fiscal management, personnel management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and regulations;
Running Day to day operations of the branch;
Reviewing, approving New Account paperwork, portfolios, trades, wires, and journals;
Performing essential compliance duties daily, weekly, and monthly within the branch;
Responsible for regulatory, legal and compliance issues including: Risk management for the Branch in regards to monitoring sales, human resources, and legal and regulatory practices.
Managing, overseeing clients and generating new business.

Qualifications:
Bachelor’s degree or equivalent professional experience;
FINRA licenses: 7, 24, and 63 required;
Candidate’s background should demonstrate integrity, a strong work ethic, and good judgment.
Tri state applicants only need apply


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