Interesting workplace provides broad experience in regulatory compliance.
Manager, Banking & Financial Services (Former Employee) – New York, NY – March 24, 2016
I started at PWC in 2010 and have worked on engagements at a wide range of financial services firms. My primary focus has been helping these firms develop effective procedures to help manage regulatory compliance risks.
A typical project involved (1) reviewing existing policies and procedures, (2) testing to determine whether procedures are being followed, (3) assessing whether existing procedures adequately mitigate the specific risk they are designed to manage and (4) recommending enhancements to existing procedures.
Working at PWC allowed me an opportunity to gain direct regulatory compliance experience at a wide range of financial services firms, from alternative invent advisers to large, multi-national banking institutions.