Very positive atmosphere. Great relationship with co-workers, brokers, and clients.
Pros: very happy environment, co-workers, clients and always learning something new.
Record and document security transactions, such as purchases, sales, conversions, redemptions and payments.
Summarize daily transactions and earnings for individual customer accounts, compute total holdings, dividends and interest, transfer taxes, brokerage fees, commissions and payments to customers. Prepare forms, such as new accounts, receipts, transmittal – more... paperwork, transfer paperwork and confirmations.
Process transaction requests from stockholders, handle incoming and outgoing calls and interactions with vendors and clients.
Assist all Brokers with incoming and outgoing correspondence, including letters, spreadsheets, and handling all security litigation paperwork for all clients.
Process all incoming and outgoing checks to clients.
Perform all back up duties to the Office Manager with no supervision.
Learned many aspects of the economy, how the stock market works, trends, many aspects of financial planning.
Co-workers and Brokers were the nicest easy going, helpful peope I have ever worked for.
Most enjoyable part of the job, worked at this company for over 10 years, worked very independently and had a great relationship with many clients. Unfortunately, with the economy, office was changed to a satellite office eliminationg my position. – less