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Securities America
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4 reviews

Securities America Employer Reviews

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Job Work/Life Balance
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Liked job responsibilities-new management decisions were counterproductive to work environment and the business
Account Maintenance Analyst (Former Employee), Omaha, NebraskaMarch 9, 2014
Pros: independence, empowered to make decisions, liked new processes
Cons: cutbacks in personnel/short staffed and a severe overload on current employees, new management decisions were counterproductive to work environment
I very much like being busy and productive with interesting work that we were empowered to perform, however, with new management changes it affected the business in a counterproductive manner.
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Great Broker-Dealer for Independent Advisors.
Registered Representative (Former Employee), Rancho Cucamonga, CAAugust 1, 2013
Pros: great support!
Cons: working as a sole proprietor requires effort to have comradery in the industry.
~Working as an independent contractor, was in charge of my own
business.
~Having your own business can be difficult. Having one of the top
B/D's is critical.
~Great staff, with tremendous support.
~It's not hard doing what you love to do.
~Being in charge of your own destiny is a great accomplishment.
Job Work/Life Balance
Compensation/Benefits
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Management
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Compliance Examiner ---Great job but had very challenging senior team member.
Compliance Examiner (Former Employee), Chicago, ILJuly 6, 2012
Pros: small mid-west company.
Cons: senior co-worker very unstable.
I loved the position as a Compliance Examiner. The company is a small independent broker dealer that cleared through NFS and Pershing. My senior team member was very unstable and was very difficult to work with on a daily basis. I was the only team member in the office, which made it difficult to avoid contact with her. I found out that I was the fourth – more... examiner to work under/with her. Satellite office was consolidated to the company headquarters in Omaha. – less