Legal Intern (Former Employee), Miami, FL – May 20, 2014
As an intern I did research and writing about securities law. The Internship was also heavy on Doc Review. The permanent staff was very friendly and helpful. Everyone was always willing to help the interns learn and slow to give out destructive criticism.
Legal Intern (Former Employee), Washington, DC – October 6, 2013
I had the wonderful opportunity to intern at the Division of Enforcement and the Office of Administrative Law Judges.
At the Division of Enforcement, I worked on a variety of projects, I had the chance to observe on a deposition, and to contribute to an actual case. The staff at the SEC were extremely welcoming and helpful, and offered me invaluable – more... career experience.
The Office of Administrative Law Judges gave me a chance to explore another aspect of an SEC proceedings. At the ALJ, I drafted judicial opinions and orders, attended administrative hearings, and edited and reviewed the opinions and orders written by the three administrative judges. – less
Challenging and a place you can get hands on experience
Research Analyst (Former Employee), New York, NY – September 10, 2013
Pros: willing to teach you; knowledgeable and informative co-workers
• Assisted in the on-site compliance examinations of broker-dealer to determine adherence to federal securities regulations. • Supported the assessment of the regulated entities' financial statements and the accuracy of their regulatory filings. • Researched and analyzed examination-related data and records by using internal database. • Drafted examination – more... findings and recommended course of actions to the examiners. • Assisted in the creation and modification of excel spreadsheets for standardizing all examination records. • Managed communication with examiners, enforcement officers and other case related parties. – less
User Support Specialist (Contractor) (Former Employee), DC – May 16, 2013
The Securities and Exchange Commission is conveniently located at Union Station. I worked as a contractor under CACI for the Division of Enforcement and enjoyed my years as a User Support Specialist for the Division.