quit my job with sponsor firm, what to do with series 6 & 63? |
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rory mcvay in ovid, Michigan 39 months ago |
What do I do. I've searched NASD and SEC websites. I was hoping I could put my liscence in deferrment for a few years while I pursue a financial counseling role at a non-profit, which is a non-sponsor firm (does not sell financial products.) Anyone have advice and where to go online or call to get this resolved. Thank you,
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Rama2011 in New York, New York 13 months ago |
rory mcvay in ovid, Michigan said: What do I do. I've searched NASD and SEC websites. I was hoping I could put my liscence in deferrment for a few years while I pursue a financial counseling role at a non-profit, which is a non-sponsor firm (does not sell financial products.) Anyone have advice and where to go online or call to get this resolved. Your licenses will be valid 2 years from your last day with your original sponsor , although you can search online and find a lot of financial firms which can sponsor your license for a low fees , |
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