Alternative Investments Compliance Manager
JPMorgan Chase - New York, NY

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Job Description

JPMorgan Chase & Co.

(NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.

Alternative Investments Compliance Manager

Position available to serve as a Compliance Managerr in JPMorgan Asset Management within Global Wealth Management to support the Alternative Investment Group. The individual will have responsibilities relating to the launch of new funds and investment strategies, the establishment of compliance policies and procedures, marketing material review, regulatory reporting (Form PF, ADV, CPO-PQR), implementation of regulatory developments, Volcker-related issues, assisting with due diligence, presentations to boards of directors and other matters arising in the asset management business.

This is a dynamic compliance role that will leverage the candidate’s experience with private funds. Strong communications and interpersonal skills are a must. Knowledge of bank fiduciary activities, including advisory businesses are desirable.

JPMorgan Chase Co. is an Equal Opportunity and Affirmative Action Employer, M/F/D/


5+ years of fund compliance/legal experience (with a focus on private funds) at a law firm or in-house.

JD preferred

Knowledge of Securities Act, Advisers Act, Investment Company Act and FINRA regulations required.

Knowledge of bank fiduciary activities, including advisory businesses, preferred.

Excellent interpersonal, presentation and communication skills; ability to liaise with all levels of management

Proven track record in building good working relationships

Strong attention to detail and analytical skills

Pro-active, motivated and enthusiastic.

Strong drafting and legal analytic skills

Strong time management skills.

JPMorgan Chase Co. is an Equal Opportunity and Affirmative Action Employer, M/F/D/V



Primary Location

US-NY-New York-270 Park Avenue / 02317





Job Type



Day Job

Employee Status


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