Area Compliance Officer (Chinese Fluency)
Sigue Corp - San Fernando Valley, CA

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Agent Compliance Officer/Agent Compliance Processor
  • Manage and implement the defined corporate wide agent risk program to optimize risk, return, growth, and capital for the Company as a whole
  • Considerable amount of travel to conduct field work
  • Comply with BSA, federal, state, and foreign AML Laws, economic sanction laws, etc.
  • Provide direct support for field work directed by the Regional Compliance Officers in Agent AML Training and Agent Program Reviews
  • Coordinating day-to-day documents and recordkeeping of Agent AML reviews and training
  • Manage special Agent Compliance projects including audit and examination preparation, reconciliation of field work results, and gaps analysis.
  • Handle inbound and outbound calls on the Compliance Hotline
  • Responsible for implementation of the Corporate Agent Oversight Program
  • Manage and maintain Agent Compliance Database

Requirements:

  • Bilingual English/Chinese
  • Minimum of 1 year experience in Compliance, Risk Management, or Banking
  • Knowledge of BSA/AML Compliance requirements for money services businesses
  • Demonstrate professional communication skills with internal and external customers, at varying levels in the organization
  • Demonstrate excellent organization, time management skills, attention to detail, and excellent at meeting deadlines/commitments
  • Demonstrate analytical, mathematical problem solving skills, and business rule comprehension
  • Demonstrate ability to make quick, yet sound decisions, and communicate negative and adverse messages professionally, under difficult circumstances
  • Proficiency in MS Excel, Word, & PowerPoint
  • Travel (50%-75%)

  • Sigue Corp - 17 months ago - save job - copy to clipboard
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