An opportunity is currently available for an experienced professional within our Internal Audit Department. The successful candidate will have the opportunity to work in a fast-paced, highly diversified financial environment to assess risk, and plan and execute audits. As an Audit Manager, this individual will have the opportunity to manage and execute audits as part of an integrated audit team primarily for areas within the Prudential's Law, Compliance, Global Ethics and External Affairs organization and will have the opportunity to assist in auditing other corporate functions including Finance. The position participates in all aspects of the audit including the planning, control analysis, testing, issue development and reporting phases. This individual is also expected to engage in dialogue with business unit management and various control partners to identify and assess risks and controls.
The ideal candidate should have 5 - 8 years of experience auditing and/or performing compliance related roles within the financial services industry. A business related Bachelor's degree is required. Requirements include:
Experience in auditing compliance functions including anti-money laundering, Foreign Corrupt Practices Act, and marketing materials compliance and/or operations including procurement/purchasing, accounts payable, and abandoned property processing.
Strong track record of identifying and remediating compliance issues
Knowledge of SEC, FINRA, Federal Reserve, Treasury or State Insurance related laws and regulations.
Working knowledge of compliance, operational, financial, and technology risk concepts.
Solid understanding of risk assessment, control analysis and audit methodology.
Strong project management skills with the ability to multitask and manage competing priorities.
Ability to supervise a team of auditors.
Strong analytical and research skills
Strong written and oral communication skills.
Ability to establish and maintain effective relationships with management and other control partners to analyze business risks and controls.
A graduate degree or professional certification in compliance or audit related disciplines is a plus but not required.
This position is based in Newark, New Jersey; however audit fieldwork will require some travel within the state of New Jersey (Woodbridge & Roseland), as well limited travel to other domestic locations. Expected out-of-state travel is 5-10%.
Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.
We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.
Prudential and its affiliates, Newark, New Jersey are Equal Opportunity/Affirmative Action Employers and are committed to diversity in our workforce.
Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at firstname.lastname@example.org for more information about doing business with Prudential.
United States-New Jersey-Newark
Yes, 10% of the time
Prudential - 2 years ago
For more than 135 years, Prudential Financial (NYSE:PRU) has helped people grow and protect their wealth. We offer individual and...