Audit Specialist
Huxley Associates - Manhattan, NY

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Trading Platform Audit Specialist

Initially a 3 month contract, but will extend up to 1 year as well as right to hire after contract is over

Bachelors or advanced degree (MIS, finance or other business related field)

Professional certifications:
Financial: FINRA (ie, Series 7, Series 63, or other)
Technical: CISSP, CISA or equivalent

  • Minimum of 7 years experience within IT audit and the financial industry.
  • Experience in information security architecture and technical and business compliance controls assessments
  • Knowledgeable on the appropriateness of Segregation of Duties in financial applications and conducting such reviews.
  • Identifying and assessing security controls within financial trading systems including front and back office operations.
Specific duties:
  • Perform a risk assessment based on a gap analysis of the current state of transactional trading products. This risk assessment will be performed from both a technical and business process standpoint and shall include the following:
  • Organizing and leading walkthroughs with technical and business personnel to understand the flow of data; document the Walkthroughs and identify the Key technical and business controls.
  • Assess the key controls identified during the walkthroughs including:
  • ITGCC's (Access, Change Management, SDLC, Operations) of the supporting application environments
  • Document and assess automated and manual application controls within the financial applications
  • Create findings and recommendations based on the controls assessment
  • Summarize the findings and present the results of the audit to executive management
If interested, please respond to this advery and/or call (212) 707-8501.
To find out more about Huxley Associates please visit

Huxley Associates - 2 years ago - save job
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As one of the world’s leading recruitment consultancies, Huxley Associates designs and manages market-leading recruitment solutions...