BA_Risk_Compliance_SQL_Brokerage_WI_CA
Robert Gatto Associates - San Francisco, CA

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Location : Menomonee Falls or San Francisco The person selected will be working on the Risk and Compliance support BSC team. This is not a pre-fill position. BA with risk and compliance Job Responsibilities 1. Write requirements for various risk management and compliance projects.

2. Write test plans for various risk management and compliance projects. 3. Execute test plans and document issues/changes for various risk management and compliance projects.

4. Work with our Information Security and Operational Risk Management teams to automate existing processes surrounding system access management including: streamlining new user setup and access reporting and certifications for various regulatory agencies and systems. Required Qualifications: 1. Business analysis experience in the investments or brokerage industry.

2. Experience working in or with trading, settlements, portfolio accounting, risk management, compliance, or information security. 3. SQL Experience (Oracle, Sybase or SQLServer).

4. Experience combining and documenting requirements from various business groups. 5. Experience working with on and-off site development teams to design, test or implement new applications or implement changes to existing applications.

Preferred Skills: 1. Experience supporting or implementing Charles River Investment Management System. 2. Experience implementing user access monitoring systems, user access approval systems, or user provisioning systems.

3. Experience in compliance reporting or compliance monitoring. Risk_Compliance_SQL Consultant Needed

Dice - 17 months ago - save job