The Broker-Dealer Senior Cashier provides brokerage operations support to our advisors. The cashiering function presents a key potential risk area for the Company due to the direct handling of the end-client’s assets, and it is critical that checks, stock certificates, IRA distributions, etc., are timely and accurately processed. The Broker-Dealer Senior Cashier reviews relevant paperwork to ensure it is in good order, deposits or processes the assets, follows up ...
1st Global Capital Corp. - 17 months ago
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