Broker Dealer Suitability Director
Nationwide Securities, LLC - Dublin, OH
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Nationwide Securities, LLC is looking for a dynamic leader for our Broker-Dealer Suitability and Trading Desk with experience that will bring our group to realize it’s potential. Strong suitability background is required.

What you will do...Oversee approval of life insurance, annuity, brokerage and advisory business

· Manage a team of suitability principals and traders

· Review and sign-off on various insurance, annuity and brokerage surveillance reports

· Provide direction on risk ...

SkilledWorkers.com - 20 months ago - save job - block