Business Line Auditor
Bank of Tokyo Mitsubishi UFJ Ltd - New York, NY

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1. Audit Performance:
-Perform financial and operational audits of BTMU businesses and document workpapers in accordance with IIA Standards and IAOA Audit Methodology.
-Assess risk, develop scope, and assess and enhance work programs during the plan phase of audits.
-Develop, document and confirm the understanding of processes, risks and key controls, and be accountable for the results and conclusions.
- Define test objectives, test steps, and execute testing of key controls; agree with Audit Manager.
- Draft audit issues and develop recommendations (for inclusion within the draft audit report) based on the analysis and results of control tests.
-Perform issue tracking and follow-up activities, including the evaluation of action plans.
-Evaluate supporting documentation and corrective actions taken by management to resolve and close audit issues.
-Conduct risk assessments of assigned entities within established timelines and in accordance with audit methodology.

A more experienced Associate will (in addition) be responsible for the following:
-Prepare a draft Audit Report and negotiate complex audit issues.
-Provide value-add recommendations to the Audit Client.

2. Project Management and Supervision:
-Manage all assigned audit deliverables, and complete in a timely manner, within budget and in accordance with professional audit standards and IAOA audit methodology.

A more experienced Associate will (in addition) be responsible for the following:
-Supervise the audit in compliance with IAOA methodology and within approved budget.
-Manage multiple audits and assignments.
-Ability to manage complex audits and reviews.
-Close-out small audits/reviews in accordance with IAOA methodology and with minimal management oversight.

3. Relationship Management:
-Build and maintain relationships with audit clients
-Support IAOA management team by coordinating with business unit managers on audit’s role in assessing their risks and controls.
-Provide support to the IT audit team during integrated business audits.

A more experienced Associate will (in addition) be responsible for the following:
-Support IAOA Management in the execution of specific continuous monitoring activities.
-Attend (as a delegate) certain committee / business / new product meetings, summarize key meeting takeaways and assess risk(s) for IAOA Management.

4. Business Activities / Knowledge of Process, Risk and Control:
- Maintain financial and technical product expertise and knowledge of industry best practices.
-Identify areas where the business can enhance productivity and quality of audit coverage.

A more experienced Associate will (in addition) be responsible for the following:
-Provide on the job training, coaching and guidance to less experienced associates.
-Identify key business process metrics to drive the Continuous Monitoring process.
-Establish a core competency in a bank product or business area.

5. Departmental Initiatives:
-Participate in special projects/reviews at the request of IAOA Management.

A more experienced Associate will (in addition) be responsible for the following:
-Manage / lead smaller IAOA departmental improvement initiatives.

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