Basic Function: Assist the Compliance Officer with duties that ensure the credit union is compliant with local, state, and federal rules, regulations, as well as internal policies and procedures.
Primary Duties : Assist with the Credit Union’s Bank Secrecy Act Compliance Program – Responsible for preparing and submitting Currency Transaction Reports and Designation of Exempt Person(s) forms. Responsible for performing required annual reviews of current exemptions. Reviews various monitoring reports and maintains logs for cash purchases of negotiable instruments.
Perform quality control on Real Estate loan files. Assist with the maintenance of the Third Party Vendor Due Diligence Program. Perform various compliance reviews to ensure compliance is applied in practice as well as on paper.
Secondary Duties : Review compliance related articles/periodicals to stay informed of upcoming regulatory changes. Assist in special projects and perform other duties as assigned.
Red River Credit Union - 18 months ago