Compliance Coordinator
Jackson National Life Insurance Company 28 reviews - California

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National Planning Corporation® (NPC®) has an opening for a

Compliance Coordinator

. NPC is a full-service Broker-Dealer and Registered Investment Adviser serving independent representatives nationwide.

NPC is part of the National Planning Holdings, Inc. (NPH) network affiliated with Jackson National Life Insurance Company® ("Jackson®").

Jackson is one of the nation's largest and fastest growing financial services companies, with over $100 billion in total assets. Jackson offers a range of retirement products and services including variable, fixed and fixed index annuities. Please visit our website at

for more information.

Job Purpose

Provides administrative support to one or more units within the Compliance Department. Prepares reports, tracks representative activities and performs administrative projects as needed. Assists with daily reviews.

Essential Job Duties & Responsibilities

Provides administrative support to one or more units within the compliance department

Assists with daily review (advertising, surveillance, etc) and regulatory filing responsibilities

Prepares and updates various compliance reports

Maintains internal compliance databases

Answers basic questions from registered representatives via phone and e-mail

Performs general support duties such as copying, faxing, filing, etc.

Other Duties

Special projects

Other duties as assigned


Job Requirements (Knowledge, Skills, & Abilities)

Good written and verbal communication skills

Good customer service skills

Knowledge of the financial services industry

Ability to prioritize, handle multiple tasks and meet deadlines

Ability to work independently and in a team environment

Ability to understand fundamental concepts, practices and procedures of compliance

Ability to understand FINRA, SEC, and state regulations

MS Office products, including Access

Education and Experience Required

High School Diploma or equivalent (G.E.D.)

1-3 years experience preferred, but not required

Jackson offers an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits, a 401(k) retirement plan with matching, and a college tuition reimbursement program for employees and eligible dependents.

Online applications requested. Contact

for alternate formats for accommodation.

Equal Opportunity Employer

Company facilities and campuses are tobacco-free environments.

The above statements are intended to describe the general nature and level of work being performed by people assigned to this classification. They are not to be construed as an exhaustive list of all job duties performed by the personnel so classified




Primary Location





National Planning Corporation




Job Posting


Jun 18, 2014, 10:35:40 AM

Unposting Date



About this company
28 reviews
Jackson National Life Insurance Company, a subsidiary of UK insurer Prudential plc, offers financial services (fixed, indexed, and variable...