National Planning Corporation® (NPC®) has an opening for a
. NPC is a full-service Broker-Dealer and Registered Investment Adviser serving independent representatives nationwide.
NPC is part of the National Planning Holdings, Inc. (NPH) network affiliated with Jackson National Life Insurance Company® ("Jackson®").
Jackson is one of the nation's largest and fastest growing financial services companies, with over $100 billion in total assets. Jackson offers a range of retirement products and services including variable, fixed and fixed index annuities. Please visit our website at
for more information.
Provides administrative support to one or more units within the Compliance Department. Prepares reports, tracks representative activities and performs administrative projects as needed. Assists with daily reviews.
Essential Job Duties & Responsibilities
Provides administrative support to one or more units within the compliance department
Assists with daily review (advertising, surveillance, etc) and regulatory filing responsibilities
Prepares and updates various compliance reports
Maintains internal compliance databases
Answers basic questions from registered representatives via phone and e-mail
Performs general support duties such as copying, faxing, filing, etc.
Other duties as assigned
Job Requirements (Knowledge, Skills, & Abilities)
Good written and verbal communication skills
Good customer service skills
Knowledge of the financial services industry
Ability to prioritize, handle multiple tasks and meet deadlines
Ability to work independently and in a team environment
Ability to understand fundamental concepts, practices and procedures of compliance
Ability to understand FINRA, SEC, and state regulations
MS Office products, including Access
Education and Experience Required
High School Diploma or equivalent (G.E.D.)
1-3 years experience preferred, but not required
Jackson offers an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits, a 401(k) retirement plan with matching, and a college tuition reimbursement program for employees and eligible dependents.
Online applications requested. Contact
for alternate formats for accommodation.
Equal Opportunity Employer
Company facilities and campuses are tobacco-free environments.
The above statements are intended to describe the general nature and level of work being performed by people assigned to this classification. They are not to be construed as an exhaustive list of all job duties performed by the personnel so classified
National Planning Corporation
Jun 18, 2014, 10:35:40 AM
Jackson National Life Insurance Company, a subsidiary of UK insurer Prudential plc, offers financial services (fixed, indexed, and variable...