Compliance Examiner
Scottrade - St. Louis, MO

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Scottrade, Inc. has a

Compliance Examiner

position open in

St. Louis, MO

. This person will be responsible for responding to and investigating escalated branch office and customer inquiries. They will also assist with the application and explanation of regulatory rules and corporate policy within the firm.

Responsibilities:

Review firm wide emails to detect any violations in company policies or regulatory violations.

Investigate and respond to verbal and written customer complaints and ...

Scottrade - 2 years ago - save job - block