Compliance Officer
Balyasny - San Francisco, CA

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We are looking to fill a Compliance Analyst role in our San Francisco office.

The employee will report to the CCO and will work closely with both the Compliance and Legal Departments. The primary focus will be to provide compliance oversight to investment and non-investment staff in our San Francisco office and assist the Compliance Department with ongoing regulatory requirements.

In the role of Compliance Analyst, the employee will be responsible for the following:
  • Maintain a compliance presence and provide oversight and guidance to staff in our San Francisco office
  • Assist the Compliance Department with forensic testing and ongoing regulatory requirements
  • Assist with enforcing compliance policies
  • Escalate matters to the CCO and GC as necessary
  • Provide administrative support to the legal/compliance team
Education/Experience & Qualifications
  • Bachelors Degree required
  • 5 years minimum compliance or legal experience with an investment adviser or broker-dealer
  • Strong organizational and research skills
  • Ability to work independently and excel in a high intensity environment
  • High standard of professionalism in all dealings with internal staff and any external partners, clients and regulatory agencies
  • Strong written and verbal communication skills
  • Outstanding attention to detail
  • Prior experience with Eze Castle or Charles River preferred