Scottrade, Inc. has a
Compliance Research Specialist
position available in
St. Louis, MO.
This person will provide all research necessary to review complaints.
Responsibilities:
Research complaints, including time and sales data, CRI screens, policies and other pertinent information or documentation.
Research and provide copies of phone calls to Compliance Examiners using the NICE and Mercom recording systems.
Complete Complaint Coversheets.
Complete phone interviews with branch ...
Scottrade - 2 years ago
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