One of the largest broker dealers by volume based in New York City with customers all over the globe.
Job Description:
Senior Level Compliance Officer One of the nation’s largest broker-dealers by trading volume seeks a senior level Compliance Officer with broker-dealer/investments compliance experience. The ideal candidate will be responsible for ensuring the Firm’s reporting obligations; comply with regulatory requirements and Firm’s policies and procedures. ...
ZipRecruiter - 17 months ago
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