An entrepreneurial perspective and interest in financial services are important for this critical position.
-Support P&S Dept with price corrections and trade related problems
-Assist in telephone coverage in times of heavy demand or short staff.
-Responding to departmental wires on a timely basis
-Learn and remain current on all trading systems
-Develop working knowledge of all viable market centers and their areas of expertise.
-Work MSI reports to insure best execution for our correspondents.
-Analyze billing reports for correct allocation of charges
-Daily short sale review (T+1)
-Marketable option review (T+1)
-Best execution review of market centers
-Reconciliation of open order files with execution points
-Obtain working knowledge of order entry and execution rules pertaining to all types of trading
-Monitor ACT terminal for potential limit violations
-General support for correspondent needs
-Successful completion of Series 7, 55 & 63 regulatory examinations
-Excellent communication skills
-Ability to work under pressure
-Must be able to work with other departments to ensure consistent work-flow
-Preferred knowledge of trading systems
-Preferred knowledge of industry rules and regulations concerning trading
Note: Internal candidates will be expected to obtain series 7 and 55 licenses prior to advancement to position salary level.
If you have solid accounting skills and are looking for an opportunity to apply them to the securities industry, please respond in confidence with resume, compensation history and salary expectations.
COR Clearing LLC - 22 months ago
copy to clipboard