COR Clearing LLC is a national securities broker-dealer with self clearing operations headquartered in Omaha, NE. An entrepreneurial perspective and interest in financial services are important for this critical position.
-Conducts audits to determine the performance and level of efficiency of the various units and employees of the firm in discharging assigned responsibilities.
-Reviews and appraises soundness, adequacy, and application of accounting, financial, and operating controls.
-Determines extent of compliance with established policies, plans and procedures, applicable legal rules and regulations, and sound business trade practices.
-Determines the extent to which customer and firm assets are accounted for and safeguarded from loss.
-Determines the reliability and propriety of accounting and other data developed within the firm.
-Is responsible for conduct of special reviews, including investigation of actual or potential losses to the firm or its customers through alleged questionable or dishonest acts of employees or others.
-In all areas of activity, is responsible for recommendation of remedial action to avoid recurrence of undesirable conditions.
Please respond in confidence with resume, compensation history and salary expectations.