Senior Internal Auditor - Data Analytics
LPL Financial Services - San Diego, CA

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This Senior Internal Auditor position is a new position whose duties will include data analytics for the department and company. The individual selected must have some background in internal or external auditing, or internal controls consulting.

Essential Functions:
  • Perform data analytics using IDEA software, with direction from other team members.
  • Work closely with management and audit colleagues to support overall audit department activities.
  • Complete assigned projects timely, accurately and professionally.
  • Maintain professional skill level through on-going education and training activities to support company needs.

  • Undergraduate degree in Business, Accounting, Finance, Information Technology or related discipline.
  • 2+ years minimum work experience in audit or related controls consulting role.
  • Preferred: experience with Sarbanes-Oxley including process and control documentation and testing. Preferred: CPA, CIA, CISA or other related certifications (e.g., CFE, CISSP, etc.).
  • Preferred: general understanding of financial services (e.g., Broker/Dealer or RIA).
  • Preferred: Experience with IDEA and/or ACL
  • General understanding of internal controls and the demonstrated ability to evaluate and determine the adequacy of controls addressing regulatory and business risks.
  • Interact internally with staff, management, and occasionally company senior management.
  • Excellent written, interpersonal and presentation skills. Demonstrated ability to effectively present complex and technical issues to management in a variety of settings.

We offer a competitive salary and benefits package. Please login or create an account to apply to this position. Principals only. EOE

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