Chicago Board Options Exchange - Chicago, IL

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Ensures market integrity by conducting investigations of possible violations of Exchange Rules and Federal Securities Regulations.

As an Investigator in our Regulatory Services division, you will be responsible for:
  • Researching issues
  • Conducting formal fact-finding interviews
  • Collecting and evaluating evidence
  • Composing investigative reports presenting evidence
  • Making recommendations concerning appropriate regulatory disposition, and working with CBOE's Legal Division with respect to prosecution or settlement of formal disciplinary proceedings.
This fast-paced environment requires flexibility related to priority shifts on short notice.
  • The candidate should possess a minimum of two years of previous work related experience.
  • Working experience should also include a working knowledge of securities and derivatives markets, combined with a good working knowledge of the broader financial analysis.
  • Proven PC skills within the work environment that includes frequent use of Microsoft Word and Excel.
  • Highly organized with strong analytical skills including application of quantitative and qualitative analysis.
  • Excellent verbal and written communication skills to include previous work experience that required preparing written analysis and documents.
  • Self-motivated, inquisitive, and have the ability to complete projects and work assignments both working independently and as a team member.
  • Ability to make rational judgments on complex matters.
  • Bachelor's degree required.
Preferred Skills and Experience:
  • Knowledge of Exchange rules, policies, as well as floor trading procedures is highly preferred.
  • Three (3) to six (6) years of work experience in one or more of the following areas in highly preferred: Securities or commodities futures trading, with experience in options and/or stock, analytical research, varied trading floor operations, back office, or retail securities/Series 7 experience.

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