Reporting directly to the Director of Accounting, the Manager of SEC Reporting and SOX Compliance will lead and prepare all external SEC reporting for the Company. This position will also be responsible for the review of all internal control policies and procedures. They will maintain related documentation, as well as drive process re-engineering and improvement projects as needed.
This is both strategically and tactically based. This individual will initially manage a staff of one. In conjunction with overall supervision, the manager will collaborate to perform various hands-on tasks as it pertains to the overall function of SEC reporting and SOX compliance. The Manager of SEC Reporting and SOX Compliance will provide technical accounting expertise while implementing and analyzing accounting policies, and will also act as POC for all external auditors.
Prepare monthly/quarterly financial statement packages distributed to management and the Company’s Board of Directors
Preparation, review, and analysis of consolidated financial statements, including 10Q, 10K and 8-K SEC reporting.
Financial reporting, monthly close, annual and semi-annual reporting
Reconciliation of key accounts
Ensure filing of US Census forms
Work closely with external SOX Auditors to determine effectiveness of internal controls in accordance with Sarbanes-Oxley and company policies and procedures
Review new process and systems initiatives from a controls perspective
Mentor and educate internal customers, company-wide, in regards to Sarbanes Oxley compliance
Prepare Summary of Aggregate Deficiencies
Perform analysis of SSAE 16 (formerly SAS 70) documentation
Perform research and analysis on high level SEC and technical accounting issues to determine appropriate accounting treatment and related financial disclosures
Responsible for the administration of stock options as well as the accounting and reporting per SFAS 123R
Bachelors in Accounting or Finance
CPA and Big 4 experience preferred
Minimum of six years’ experience in public accounting and/or in SEC reporting function in a publicly traded company
Proficiency in the use of database tools
Strong Financial Reporting, Sarbanes-Oxley, and GAAP experience
Superb attention to detail
Demonstrated ability to collaborate with others
Strong month end close skills and either public company audit or SEC reporting experience.