Market Surveillance Analyst
International Securities Exchange Inc. - New York, NY

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The ISE is currently recruiting a dynamic individual to join our team as a Market Surveillance Analyst responsible for the surveillance of ISE’s options and Direct Edge’s equity markets. The qualified candidate will be analyzing data on customer and firm trading activity and identifying potential violations of ISE, EDGA, EDGX, and SEC rules and regulations. They will also be involved in conducting investigations of potential violations.

Responsibilities to include:
Process alerts and review reports

Conduct investigations to detect violations of ISE, Direct Edge (EDGA/EDGX), and SEC rules and regulations. The process involves:

Analyzing data

Writing reports based on findings

Presenting findings to Management

Periodic review of procedures

Suggest recommendations to improve the efficiency and effectiveness of the regulatory process

Interact with internal and external customers on various regulatory issues, including education and interpretation of rules

Required Skills

Required Experience

Experience Required/Results Expected:
Knowledge of equity and option markets and terminology

Strong knowledge of MS Word, MS Excel, MS Access are desirable.

Good understanding of investigative areas

Investigations produced with minimal supervisory assistance, including an understanding of documentation requirements

Ability to interact and communicate with ISE and Direct Edge (EDGA/EDGX) membership on areas of expertise

Surveillance system alerts accurately processed and within established time frames

Make recommendations to improve Department

Clear communication with Management

Attention to detail and highly organized

Ability to work independently with minimal supervision

Computer proficiency

International Securities Exchange Inc. - 22 months ago - save job - block
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About this company
The International Securities Exchange (ISE) operates a U.S. options exchange As a member of Eurex Group, ISE is combined with Eurex Exchange...