Pcg Branch Manager ( R )
67 HAMPTON RD - SOUTHAMPTON, NY
Responsible for the day-to-day administrative, operations, compliance of a PCG branch with four or more registered associates within a Market/Complex. Provides leadership to expand revenue and client relationships. Maintains oversight of daily transaction activity within the branch and ensures compliance and regulatory requirements are met. Assist the Market/Complex Manager with management of the branch profit and loss statement, development of the branch business plan, and recruiting Financial Advisors for the branch. In addition, serves as a Financial Advisor for personal clients, providing financial advice consistent with the clients goals and risk tolerance. Meets with clients to collect financial information, assess investment profile and evaluate client s financial needs. Advises clients regarding advantages and disadvantages of different financial products and determines which financial products are suitable for client needs and financial circumstances. Works to increase and retain existing client assets and meet potential new clients.
Series 7, 9 and 10 (or equivalent) and 63 (or equivalent) licenses required and/or qualifying registration(s); 3+ years financial services experience.
Demonstrated ability to communicate verbally and in written form with leaders, staff and peers; proven management and leadership skills. As a requirement for this position, within 90 days of hire you will have two attempts to successfully complete the exam(s) for the 65/66 and/or obtain the qualifying registration(s). Series 3/31 may be required if the branch conducts commodities business.
-Must possess a $300k book of business.
-2 + years full service brokerage experience.
-1-3 years branch management or equivalent leadership experience.
-Demonstrated track record of achieving or surpassing branch revenue targets.
-Demonstrated success in Running and Protecting branches as shown in Audit/Compliance history.
-Must have a clean audit history.
Wells Fargo - 20 months ago
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Wells Fargo & Company is a financial holding company and a bank holding company. It is a diversified financial services company. It...