Senior Compliance Officer
JPMorgan Chase - Jersey City, NJ

This job posting is no longer available on JPMorgan Chase. Find similar jobs: Senior Compliance Officer jobs - JPMorgan Chase jobs



Job Description

JPMorgan Chase & Co.

(NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.

Job Description

The Senior Compliance Officer position is for the JPMorgan Chase Brokerage/Investment Advisor Compliance Department and will report to the Vice President of the Compliance Testing and Examinations Unit. A full time exempt position is located in Jersey City, NJ.


Performing on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Examinations consist of trading analysis, knowledge assessment, and document reviews. Evaluating findings and formulating conclusions in written reports on compliance assessments, required schedules, worksheets and narrative materials. Travel will be required 35 percent of the time (mostly regional travel).


FINRA Series 7, 66 (or equivalent), and 24 license.

Prior broker/dealer experience with compliance or audit is desirable.

The position will require high attention to detail, flexibility, patience, good analytical as well as interpersonal skills, and the ability to work independently.

Valid driver’s license.

JPMorgan Chase Co. is an Equal Opportunity and Affirmative Action Employer, M/F/D/V



Primary Location

US-NJ-Jersey City-NOC 5 - 575 Washington / 02969


JPMorgan Chase & Co.



Job Type



Day Job

Employee Status



Yes, 25 % of the Time

JPMorgan Chase - 11 months ago - save job - block
Recommended Jobs
Corporate Finance Compliance Senior Associate
PwC - New York, NY
PwC - 1 day ago

Compliance Officer ICG AML Advisory TTS (Trea...
Citi - Jersey City, NJ
Citi - 4 days ago

Senior Compliance Officer Surveillance
Citi - Jersey City, NJ
Citi - 20 days ago
About this company
5,257 reviews
At JPMorgan Chase, the work we do matters. All of us are committed to putting our resources and our voices to work every day for our...