Sr Operations Specialist
LPL Financial Services - Rockville, MD

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The Senior Operations Specialist will be responsible for, but not limited to, the following:
  • Manage on-boarding projects with custodians, broker/dealers and other third party vendors to assist in broadening and enhancing the proprietary investment platform
  • Build and support operational relationships
  • Serve as contact for evaluating, transmitting and/or processing daily client trade orders
  • Monitor and ensure compliance with internal and external guidelines, policies and regulations relating to investment operations
  • Develop and introduce process improvements and custom client solutions
  • Successfully troubleshoot and resolve challenges with internal and external stakeholders
  • Create metrics to illustrate business unit’s accuracy, efficiency and timeliness
Successful candidates will possess the following qualities:
  • Bachelor’s degree required (preferably in finance, accounting or equivalent)
  • 2 to 4 years financial services, brokerage, wealth management, trust department or investment advisor operations experience is required
  • Aptitude and experience to speak knowledgeably about various investment products
  • Be familiar with or have worked in a multi-custodial environment
  • Excellent written and organizational skills
  • Ability to handle multiple projects and deliver quality outcomes within short time frames
  • Exceptional customer service
  • Energy, enthusiasm, strong work ethic
  • Strong relationship building
  • Extremely detail and process-oriented work practices with close attention to detail and follow-through
  • Self-motivated to work independently with minimal supervision; also be able to work in a team environment
  • Ability to adapt quickly to new environments
  • Advanced Excel skills
  • Experience with VestmarkONE or Advent a plus

LPL Financial Services - 17 months ago - save job - copy to clipboard
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