Supervision Specialist II Location: St Petersburg, FL Reference Code: 0900225 Job Summary: Under limited supervision uses specialized knowledge and skills obtained through experience, specialized training or certification to administer and analyze various compliance and suitability reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities industry regulations and limit firm liability. Approves day-to-day trading activity. Leads defined ...
Monster - 2 years ago
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