Chief Compliance Officer jobs

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U.S. Head of Compliance
Tradeweb Markets LLC - 2 reviews - New York, NY 10036
This executive will be responsible for managing the Chief Compliance Officers for the three U.S. Head of Compliance, a position that will be based in New York...
Sponsored by Tradeweb
In-house Employee Benefits/ERISA Legal Counsel
Allegion - 38 reviews - Carmel, IN
Conduct compliance training; The Position of Employee Benefits Legal Counsel will report directly to the Deputy General Counsel of HR/Labor and Employment &...
Chief Compliance Officer
Urban Pathways - 25 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...

Ethics and Compliance Officer- Workforce Solutions

HealthTrust Workforce Solution - City of Sunrise, FL
Position reports to HCA's SVP and Chief Ethics & Compliance Officer. OF DUTIES – The Ethics & Compliance Officer is primarily responsible for ensuring adherence...

Senior Vice President and Chief Compliance and Audit Officer

University of California Office of the President - 776 reviews - Oakland, CA 94607 (Acorn-Acorn Industrial area)
Senior Vice President and Chief Compliance and Audit Officer. SVP - Compliance & Audit. Regental and UC Policy Compliance....

Chief of Performance Excellence

Zuckerberg San Francisco General Hospital and Trau... - San Francisco Bay Area, CA
$141,310 - $208,754 a year
Under policy direction of the ZSFG Chief Executive Officer (CEO), the 0941 Manager VI – Chief of Performance Excellence (CPE) oversees and manages the KPO...
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Senior Compliance Professional/Chief Compliance Officer

Folio Institutional - McLean, VA
The Senior Compliance Professional/Chief Compliance Officer - Investment Advisory Businesses (“IA Compliance Officer”) will be a leader in operating and...
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Director of Compliance

Northwestern University - 192 reviews - Evanston, IL
Reporting to the Associate Vice President, Chief Compliance Officer, the Director will steer the growth of Northwestern’s University-wide compliance program....


State of Arizona - 267 reviews - Phoenix, AZ
$107,000 a year
STATE CHIEF COMPLIANCE OFFICER (CYBERSECURITY AND PRVACY). ASET is seeking to fill the position of State Chief Compliance Officer (CCO) for Cybersecurity and...

SVP, Chief Compliance Officer/FINOP

Opus Bank - 31 reviews - Irvine, CA
SVP, Chief Compliance Officer / FINOP. And, (iv) compliance with PCAOB standards; We seek an experienced Compliance leader to oversee regulatory compliance and...

Chief Compliance Officer, Bank

Opus Bank - 31 reviews - Irvine, CA
The Chief Compliance Officer, Bank (CCO) will be responsible for establishing and maintaining the Bank’s Compliance Management Program and functioning as an...

Chief Compliance Officer

Advent Global Solutions, Inc. - 8 reviews - Phoenix, AZ
Security compliance and auditing; This position assists with managing the security compliance and privacy compliance programs that helps protect the Client from...
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Chief Risk and Compliance Officer

Potawatomi Bingo Casino - 107 reviews - Milwaukee, WI 53233 (Marquette area)
Chief Risk and Compliance Officer. Direct and oversee assigned departments of the organization, including Internal Audit, Compliance, Risk and Safety, and...
Advisory Chief Compliance Officer, Financial/Operations Prin...
American Portfolios Financial Services Inc. - Holbrook, NY
Advisory Chief Compliance Officer, Financial/Operations Principal | Advisory Services*. American Portfolios (AP) has an immediate need for an advisory chief...
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Chief Compliance Officer (CCO)/ RIA & Insurance
Mellberg Financial is a fast growing financial services and marketing firm in need of an experienced Chief Compliance Officer....
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