Chief Compliance Officer jobs

Sort by: relevance - date
Salary Estimate
Company
Location
Job Type
Jobs 1 to 10 of 7,010
Upload your resume - Let employers find you
Global Conflict of Interest Policy Manager, VP
Establishing and operating reporting protocols to the Chief Compliance Officer, Compliance and Ethics Committee and other senior Management and Governance...
Sponsored
Chief Compliance Officer
Confidential - Broker Dealer - New York, NY
Chief Compliance Officer responsible for setting compliance standards and ensuring the framework is in place to proactively identify and manage risk....
Easily apply
Sponsored
Chief Compliance Officer - Funds
C hief Compliance Officer - Funds. The Chief Compliance Officer - Fundsis responsible for leading and overseeing the compliance function and assuring theentity...
Sponsored

Chief Compliance Officer

Broker Dealer Firm - New York, NY 10005 (Financial District area)
$90,000 a year
AML Compliance, 15C35 Compliance, Wash Sale Compliance, 407 Compliance, Best Execution Compliance, OATS....
Easily apply

Chief Inclusion and Diversity Officer

Harrisburg Area Community College - 44 reviews - Harrisburg, PA
$75,555 - $96,333 a year
The chief inclusion and diversity officer ( CIDO ) provides leadership and strategic planning in implementing HACC’s commitment to promoting a college-wide...

Chief Compliance Officer (VFA)

Voya Financial - 32 reviews - Windsor, CT
The Chief Compliance Officer for Voya Financial Advisors will report directly to the Vice President and Chief Counsel—Broker-Dealer and will be responsible for...

EVP / Chief Risk Compliance Officer

Pacific Premier Bank - 13 reviews - Irvine, CA 92614
The Chief Risk Compliance Officer will directly supervise the BSA/AML/Fraud, Compliance, and Enterprise Risk Management....

Director of Compliance and Ethics

LGS Innovations - Herndon, VA 20171
This person will d irectly support the LGS Chief Compliance & Ethics Officer (“CCEO”) in developing, managing, implementing and enforcing the company’s code of...

EVP Chief Compliance Officer

Conselium - Los Angeles, CA
SVP Chief Compliance Officer. Responsibilities of SVP Chief Compliance Officer:. The Chief Compliance Officer will report to the Audit Committee Chair and a...

Director of Compliance

Clarity Software Solutions - Madison, CT 06443
The Director of Compliance will serve as the Company’s Compliance Officer and will report to the COO, with dotted line reporting and regularly scheduled access...

VICE PRESIDENT OF PHYSICIAN CONTRACTING

Erie County Medical Center Corporation - Buffalo, NY
Work is performed under the general direction of the Chief Operating Officer and Chief Medical Officer. Develops and manages physician contract and lease...

Chief Compliance Officer - Funds

OHIO NATIONAL FINANCIAL SERVICES - 11 reviews - Cincinnati, OH
C hief Compliance Officer - Funds. The Chief Compliance Officer - Fundsis responsible for leading and overseeing the compliance function and assuring theentity...

Director of Compliance

Beth Israel Deaconess Medical Center - 274 reviews - Needham, MA 02492
The Director will report directly to the APG CEO with a dotted line reporting to the BIDMC Senior Vice President, Chief Compliance, Audit and Risk Officer, as...
Investment Advisers Act of 1940 ONLY
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
Easily apply
Sponsored
Chief Compliance Officer
ICG Advisors, LLC - Los Angeles, CA
Compliance Officer (Financial Services):. ICG is looking for a Chief Compliance Officer to join its management team....
Easily apply
Sponsored

Never miss a job. Get new jobs emailed to you daily.

Get email updates for the latest Chief Compliance Officer jobs
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Chief Compliance Officer jobs
Investors rely on us to manage risk and drive results. Our focus on inclusion, community, and employee development make it possible.