Commodity Futures Trading Commission jobs in New York, NY

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Mgr Compliance Program ER&T (12661)
Public Service Enterprise Group, Inc (PSEG) - Newark, NJ
Commodity Futures Trading Commission (CFTC); Knowledge of RTO/ISOs, futures exchange operations, trading, risk management and commodity regulations....
Sponsored by EnergyCentralJobs.com

Junior Quantitative Trader

Sun Trading - New York, NY 10271 (Financial District area)
Sun Trading LLC, is a leading proprietary trading firm and market maker registered with the Securities and Exchange Commission as a broker-dealer....

Regulatory Reporting Associate

RBC - 465 reviews - New York, NY
Daily Net Capital computation, Commodity Futures Trading Commission Seg and Secured reporting, weekly 15c3-3 Customer and PAB Reserve Computation and various...

Analyst, Quantitative Analytics - New York, NY

Finra - 37 reviews - New York, NY
Knowledge of financial engineering to develop, maintain and/or validate models used for forecasting, valuation, instrument and strategy selection, portfolio...

Regulatory Engagement & Exam Management Specialist

Bank of America - 14,131 reviews - New York, NY
The Firm is registered with the United States Securities and Exchange Commission, the United States Commodity Futures Trading Commission, eighteen (18) Self...

Financial Services National Consulting Leader

RSM US LLP - 2 reviews - New York, NY
Knowledge of Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) rules and regulations applicable to broker - dealers and...

Compliance Examiner, TFCE Options- Market Regulation- New Yo...

Finra - 37 reviews - New York, NY
Securities, commodities or banking regulatory compliance and/or securities or commodities futures trading with experience in:....

Litigation Attorney -- White Collar/Internal Investigations...

StaffingForce - Legal - New York, NY
Handling investigations and civil and administrative proceedings brought by regulatory bodies such as the Securities and Exchange Commission, FINRA, the Federal...
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Manager Compliance Program ER&T

PSEG - 63 reviews - Newark, NJ
Commodity Futures Trading Commission (CFTC); Knowledge of RTO/ISOs, futures exchange operations, trading, risk management and commodity regulations....

Finance, Controllers, IMD Regulatory Controllers, Senior Ana...

Goldman Sachs - 489 reviews - Jersey City, NJ
Dodd-Frank requirements (including Commodity Futures Trade Commission and Securities and Exchange Commission) and European Union’s Alternative Investment Fund...

Swaps Dealer Risk Advisory Compliance Manager

The Compliance Search Group - New York, NY 10018 (Clinton area)
Experience with oversight and risk assessment of compliance programs relating to swap and fx dealers, futures commission merchants, and commodities products...
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