Commodity Futures Trading Commission jobs in New York, NY

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Manager- Derivatives Compliance Advisor
Capital One - 4,261 reviews - New York, NY 10261
Advising the hedging desk staff and supporting operations functions with advice related to applicable regulatory requirements including, but no limited to...
KYC Quality Assurance and Control Specialist Leader (Complia...
Natixis - 87 reviews - New York, NY
The role of the CIB Compliance Americas Group (“CIB Compliance”) is to ensure that the firm and its employees conduct business in accordance with federal and...
KYC Advisor
Natixis - 87 reviews - New York, NY
The role of the CIB Compliance Americas Group (“CIB Compliance”) is to ensure that the firm and its employees conduct business in accordance with federal and...

Financial Analyst

Bank of America - 17,722 reviews - New York, NY 10281 (Battery Park area)
Futures, Options and OTC Clearing provide our clients access to futures exchanges around the world and can facilitate the trading of Fixed Income, Equities, FX...

Regulatory Response Grup Professional

Morgan Stanley - 1,961 reviews - New York, NY 10032 (Washington Heights area)
Research, analyze and respond to regulatory inquiries from the US Securities and Exchange Commission (SEC), US Commodities and Futures Trading Commission (CFTC)...

Paralegals $20-$27/hr DOE

AccuStaff - 94 reviews - New York, NY 10009 (East Village area)
$20 - $27 an hour
(SEC ¿ Securities Exchange Commission, FINRA ¿ Financial Industries Regulatory Authority, CFTC ¿ Commodity Futures Trading Commission, UCC ¿ Uniform Commercial...
Easily apply

Managing Director Exams, OTC Derivatives

National Futures Association - 13 reviews - New York, NY
Oversee the execution of Swaps Member compliance oversight activities so that the program meets its commitment to NFA senior management and other stakeholders,...

KYC Advisor

Natixis - 87 reviews - New York, NY
The role of the CIB Compliance Americas Group (“CIB Compliance”) is to ensure that the firm and its employees conduct business in accordance with federal and...

Sr Financial Analyst - Vice President

Bank of America - 17,722 reviews - New York, NY 10281 (Battery Park area)
Futures, Options and OTC Clearing provide our clients access to futures exchanges around the world and can facilitate the trading of Fixed Income, Equities, FX...

Regulatory Response Group Professional

Morgan Stanley - 1,961 reviews - New York, NY 10032 (Washington Heights area)
Research, analyze and respond to regulatory inquiries from the US Securities and Exchange Commission (SEC), US Commodities and Futures Trading Commission (CFTC)...

Compliance Consultant - Hedge Funds

ACA Compliance Group - New York, NY 10018 (Clinton area)
General working knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder (e.g., Investment Advisers Act of 1940,...
Easily apply

Compliance Consultant - Private Equity

ACA Compliance Group - New York, NY 10018 (Clinton area)
General working knowledge of relevant federal securities laws and associated rules and regulatory positions thereunder (e.g., Investment Advisers Act of 1940,...
Easily apply

Jr. Compliance Officer- Consulting

The Forum Group - New York, NY 10016 (Gramercy area)
The Compliance Group ensures that the firm and its employees conduct business in accordance with federal and state laws, rules and regulations, including the...
Easily apply
Assistant Vice President – Operational and Technology Risk A...
BNP Paribas - 1,484 reviews - New York, NY
Futures Commission knowledge / experience is preferred. Help support the Risk Management Unit (“RMU”) in maintaining and administering the Futures Commission...

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