Finra jobs in New York, NY

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Analyst - M&A Analyst

BNP Paribas - 1,573 reviews - New York, NY
FINRA Registrations Required:. Advisory Americas delivers advisory services for mergers and acquisitions, primary and secondary equity capital markets...

Assistant Vice President - Internal Auditor

BNP Paribas - 1,573 reviews - New York, NY
FINRA Registrations Required. Solid understanding of the regulatory environment with respect to the Federal Reserve Bank, FINRA, and SEC....

Java Software Engineer

JP Morgan Chase - 14,805 reviews - Jersey City, NJ 07310 (Downtown area)
As an experienced Software Engineer, your mission is to help lead our team of innovators and technologists toward creating next-level solutions that improve...

Wealth Management Global Controls Management Supervisory Pra...

JP Morgan Chase - 14,805 reviews - Brooklyn, NY 11245 (Downtown area)
Working knowledge of FINRA regulations. Global Controls Management works in partnership with the business, as the first line of defense for the Wealth...

Relationship Banker - Lower Midtown West Market (Series 6, 6...

JP Morgan Chase - 14,805 reviews - New York, NY 10018 (Clinton area)
FINRA Series 6 or 7, state registration (including 63 or 66 if required), and Life and Health licenses are required - or must be successfully completed within...

Premier Relationship Manager Referring Wealth

HSBC - 8,313 reviews - New York, NY
Refer investment opportunities to Premier Relationship Advisors and Premier Wealth Advisors pursuant to appropriate FINRA registrations under HSBC Securities...

VP Premier Relationship Manager

HSBC - 8,313 reviews - New York, NY   +1 location
Refer investment opportunities to Premier Relationship Advisors and Premier Wealth Advisors pursuant to appropriate FINRA registrations under HSBC Securities...

Prime Broker Margin - New York|NY

LiniumTalentAcquistion - New York, NY
INVESTMENT BANK looking for Margin Professionals to handle a Prime Broker Margin role in New York|NY. The margin analyst provides support for the Prime...

Co-Founder & Managing Director of an Investment Banking Bout...

OmniCorp Resources - New York, NY
We are looking for a Co-Founder & Managing Director to establish an Investment Banking Boutique in New York. The Co-Founder should have a suitable experience...
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Analyst- Asset Securitization

BNP Paribas - 1,573 reviews - New York, NY
FINRA Registrations Required:. The Securitization structuring teams at BNP Paribas are hiring an Analyst or Associate....
Analyst, Infrastructure and Real Estate Group
HSBC - 8,313 reviews - New York, NY
FINRA series 63 and 79 licenses are required. To participate in advisory (debt & M&A) and debt arranging transactions across the infrastructure, energy, power,...
Stock Broker/Wealth Management Trainee - Entry Level
Coastal Equities, Inc. - New York, NY 10005
Coastal Equities, Inc., a FINRA member broker-dealer, is currently looking for candidates to fill the position of stock broker/wealth management trainee at our...
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Financial Consultant
AXA - New York, NY
State life and health licenses, FINRA Series 7 and 66 registrations. A four-year college degree is preferred and relevant professional FINRA securities...
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