Finra jobs in New York, NY

Sort by: relevance - date
Salary Estimate
Title
Company
Location
Job Type
Employer/Recruiter
Jobs 41 to 50 of 911
Upload your resume - Let employers find you
Long Island Financial Representative
First Investors 92 reviews - Westbury, NY
Who we are . . . First Investors Corporation is a Wall Street-based financial services firm, established in 1930. We are proud of our long history of helping...
Sponsored by First Investors
Compliance Manager at Top Asset Management Firm
The Forum Group 8 reviews - Manhattan, NY
Review new product and marketing, advertising, and communications materials to ensure compliance with regulatory requirements under SEC, FINRA and CFTC rules....
Sponsored by eFinancialCareers

IHC - Vice President, Lead of Data Analysis Team

BNP Paribas 431 reviews - New York, NY
FINRA Registrations Required:. The IHC CCAR Program Office ensures that appropriate solutions are put in place for the CCAR Capital Planning’s Reporting and...

Business Analyst

KGS-Alpha Capital Markets, L.P. - New York, NY 10022(Midtown area)
Is a New York-based institutional fixed income broker-dealer, registered with the SEC and FINRA. KGS-Alpha Capital Markets, L.P....
Easily apply

US - New York City - Staff Accounant

Rothschild 3 reviews - New York, NY
Responsible for the preparation of financial statements, US financial reporting package and regulatory reporting for FINRA....

Equity Research Associate

Pacific Crest Securities - New York, NY
The candidate will need to have or obtain all required FINRA licenses inclusive of Series 7, 63, 86 and 87. Collecting, evaluating, and applying statistical and...

VP, Andean Economist

Barclays 885 reviews - New York, NY
FINRA Series 7 and 63 certifications required within six (6) months of hire. Barclays Capital Inc....

Credit (Margin) Department Manager

Wedbush Securities 14 reviews - New York, NY 10016(Gramercy area)
Strong knowledge of both Regulation T and of FINRA Rule 4210. Wedbush Securities is one of the largest full-service securities firms and investment banks in the...

Broker Dealer Compliance Consultant

BOC Staffing Solutions - New York, NY
Understanding and interpreting SEC and FINRA regulations and determining applicability to operations; Seeking an individual with a focus in FINRA and SEC...

Investment Oversight Analyst/VP

Bank of America 10,907 reviews - Jersey City, NJ
Current - FINRA Series 7,66 (or 63 & 65). As a member of the MSG Investment Oversight team in Investment Solutions, the main responsibilities will be to review...

Investment Consultant Great Neck NY

TD Ameritrade 123 reviews - Great Neck, NY
Job Title: Investment Consultant - Great Neck, NY Job ID: 104815 Job Location: Great Neck, New York Employment Type: Full-Time Contract Type: Regular

Licensed Relationship Manager

Pacific Crest Securities - New York, NY - +1 location
FINRA Series 6 and 63 investment licenses*. As financial navigators for life, the Licensed Relationship Manager delivers solutions to make it easier for clients...
Neutral Management Coordinator - Dispute Resolution - New Yo...
Financial Industry Regulatory Authority (FINRA) 8 reviews - New York, NY
All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...
Sponsored by diversityjobs.com
Equity Derivatives Compliance Officer
Michael Page US - New York, NY
Knowledge of SEC rules such as the SEC Market Access Rule, Reg SHO, Reg NMS and FINRA Rules 2210, 2111 and 5270, as well as experience with OATS and ACT is a...
Sponsored by Michael Page US
Director, Advanced Analytics - New York, NY
FINRA 26 reviews - New York, NY
All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of...
Sponsored by TweetMyJobs.com
Get email updates for the latest Finra jobs in New York, NY
You can cancel email alerts at any time.
Get new jobs for this search by email
You can cancel email alerts at any time.
Company with Finra jobs
First Investors, a recognized leader in financial services, operates in 26 states. Helping families achieve their financial goals.