Forum Personnel jobs in New York, NY

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Senior Manager RC Markets Regulatory Change Implementation

HSBC - New York, NY
for business unit personnel and providing ad hoc... risk management committee or other governance forum (e.g., ORIC, Private Bank Compliance Committee...
6 hours ago - save job - email - more...

Senior Manager Regulatory Compliance Markets Regulatory Chan...

HSBC - New York, NY
for business unit personnel and providing ad hoc... risk management committee or other governance forum (e.g., ORIC, Private Bank Compliance Committee...
12 hours ago - save job - email - more...

Head of Business Management

HSBC - New York, NY
governance committees and forums • Ensure that... and the ability to communicate effectively with IT personnel. • Business experience in a variety of roles...
12 hours ago - save job - email - more...

Senior Manager Regulatory Compliance Global Banking & Market...

HSBC - New York, NY
for business unit personnel and providing ad hoc... risk management committee or other governance forum. • Provides on-site business unit support during...
12 hours ago - save job - email - more...

Vice President, Project Manager-CCAR

HSBC - New York, NY
develop high quality updates for senior management forums and steering committees. Develop and maintain... of materials for governance forums – oversight...
12 hours ago - save job - email - more...

Americas Head of Regulatory Compliance Markets Regulatory Ch...

HSBC - New York, NY
for business unit personnel and providing ad hoc... risk management committee or other governance forum (e.g., ORIC, Private Bank Compliance Committee...
12 hours ago - save job - email - more...

Program Analyst

JRC Integrated Systems, Inc. - Uniondale, NY
weekly SPSM staff meetings, industry partner forums, and program reviews. Build meeting agendas and... matters to include: personnel security, document...
1 day ago - save job - email - more...

Compliance Examiner - Member Regulation, Sales Practice - Ne...

Finra - New York, NY - +2 locations
customers, member firm personnel and others; partners... and administering the largest dispute resolution forum for investors and registered firms. All told...
1 day ago - save job - email - more...

Business and Project Management

JPMorgan Chase - New York, NY
Compliance staff, other control function personnel, and the employees and management in all lines of... expanded management forums, and ad-hoc communications...
2 days ago - save job - email - more...

Administrative Assistant I

Mount Sinai Medical Center - Manhattan, NY
or a division. Assists supervisor in routine personnel, budget and other operational details. Typically... and office activities, forums and conferences. 4...
3 days ago - save job - email - more...
Regulatory Analyst- Member Trading, Market Regulation - New...
Finra - New York, NY
and supervisory personnel. Draft investigative... and administering the largest dispute resolution forum for investors and registered firms. We also perform...
Sponsored by Finra - 30+ days ago
Operations Manager
Advanstar Communications - New York, NY
and complies with all facilities contracts, security, and medical personnel. Provides an open forum to air any concerns. 9.Hires, manages, schedules, and trains...
Sponsored by CareerBuilder - 20 days ago
VP Prime Brokerage Supervisory
The Forum Group - New York, NY
or client concerns. Ability to promptly respond to questions from sales personnel. Proficiency to interact with regulators on routine examinations. Competence...
Sponsored by eFinancialCareers - 16 days ago

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