Regulatory Compliance Financial Services jobs in Buffalo, NY

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Operational Risk Manager- VP
Citi - 12,990 reviews - Buffalo, NY
5+ years of experience in the financial services industry and prior use of GRC tools. Substantial, broad knowledge of the major financial products and services...
Department of Education-Contact Specialist NY
Adhere to both internal and industry wide compliance regulations. With the current regulatory environment surrounding this competitive contract it is crucial...
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Specialist IV Retirement Operations

KeyBank - 1,158 reviews - Buffalo, NY
Analyzes, and remedies customer processing requests as they pertain to regulatory compliance and reporting. Two years of customer service experience....

Global Trade and Receivable Finance Services Assistant

HSBC - 9,105 reviews - Buffalo, NY 14203 (Willert Park area)
The term ‘compliance’ embraces all relevant financial services laws, rules and codes with which the business has to comply....

Default Legal Operations Manager I

M&T Bank - 970 reviews - Getzville, NY
Ensure unit contingency planning and regulatory compliance. As one of strongest, most successful companies in the U.S financial services industry, M&T continues...

QC Analyst

KeyBank - 1,158 reviews - Buffalo, NY
Headquartered in Cleveland, Ohio, Key is one of the nation's largest bank-based financial services companies, with assets of approximately $134.5 billion at...

Manager Regulatory Development

HSBC - 9,105 reviews - Buffalo, NY 14203 (Willert Park area)
Minimum of three years progressive legal, audit, compliance, financial services operations, and/or regulatory experience, or equivalent....

Manager, Mobile Medical Equipment

TriMedx - 29 reviews - Buffalo, NY
The MME Site Manager also ensures that TriMedx services are in compliance with regulatory standards. Manages financial performance....

Operations Support Analyst, Executive Services - Buffalo, NY

Citi - 12,990 reviews - Buffalo, NY
Financial services or hospitality industry experience preferred. Understand and act on compliance requirements....

Audit Specialist

M&T Bank - 970 reviews - Buffalo, NY
Financial Services Industry experience preferred. Completes comprehensive validation procedures on Internal Audit and regulatory issues....

Citi Research – Research Product Analyst, AVP (Buffalo, NY)

Citi - 12,990 reviews - Buffalo, NY
5+ years’ experience in financial services industry. Understand the overall regulatory implications for financial products especially research content....

Corporate ReUse Support Analyst

M&T Bank - 970 reviews - Cheektowaga, NY
Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies....
Business Controls & Supervision NAM – Assistant Vice Preside...
Citi - 12,990 reviews - Buffalo, NY
Oversee regulatory reporting processes and compliance with internal or regulatory initiatives and maintain conduct risk metrics....
Business Banking Market Manager-RM I
Strong knowledge of banking deposit/credit products and services. The Market Manager will be responsible for attaining financial and sales goals through active...
Director, Quality & Corporate Compliance
Person Centered Services Care Coordination Organization, LLC - Buffalo, NY
$90,000 - $110,000 a year
Serves as the Corporate Compliance Officer. Maintain and publicize a system for reporting of compliance issues by all personnel and ensure a thorough...
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