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Sr Compliance Mgr-Funds & Adv

Western & Southern Financial Group - 131 reviews - Cincinnati, OH
Assists in the management of compliance and regulatory services for SEC and FINRA regulated entities, reporting to the Director of Compliance....

Senior Financial Reporting Analyst

Raider Search - Cleveland, OH
$65,000 - $85,000 a year
GAAP and SEC requirements. Thorough and up to date knowledge of US GAAP and SEC reporting requirements required;...
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Specialist, Enterprise Financial Accounting

Nationwide Mutual Insurance Company - 1,584 reviews - Columbus, OH
Responsibilities may also include preparation and review of reports that are filed with the SEC, industry bureaus, government agencies, state departments of...

Annuity & Life Commission Operations Specialist

C2P Capital Advisory Group - Westlake, OH
Prosperity Capital Advisors (PCA) is an SEC Registered Investment Adviser that provides financial planning and asset management solutions to investment advisors...

Manager Info Sec

Signet Jewelers - 186 reviews - Akron, OH
Strong understanding of PCI, HIPAA, SOX, and other governmental and industry compliance standards. Cyber Security Operations, Web Application Firewalls, Cloud...

Lead, RP PSC Internal Sales

Nationwide Mutual Insurance Company - 1,584 reviews - Columbus, OH
Four years working experience in a product related or in a technical position in SEC, IRS or Insurance departments, compliance, plan/contract administration or...

Compliance Associate

TDC Investment Advisory - Maumee, OH 43537
This includes scheduling compliance audits and reporting results to the Chief Compliance Officer. Registered Investment Advisory Compliance:....
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Business Controls/Risk Manager I

Fifth Third Bank - 1,309 reviews - Cincinnati, OH
Knowledge of the securities industry and SEC / FINRA regulations is preferred. 5 years of financial services industry, risk, business controls or compliance...

Manager, Accounting Policy and Control

Lincoln Electric - 214 reviews - Cleveland, OH 44117
SEC reporting and consolidation accounting experience a plus. Lead assessment, implementation and compliance with new and proposed accounting and reporting...

Wealth Management - CWM Operations - Investment Servicing Sr...

JP Morgan Chase - 14,752 reviews - Columbus, OH 43240 (Far North area)
Ensure compliance with all department and regulatory (AML, SEC, DOL, FINRA, etc.). J.P....
Compliance Associate
TDC Investment Advisory - Maumee, OH 43537
This includes scheduling compliance audits and reporting results to the Chief Compliance Officer. Registered Investment Advisory Compliance:....
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Sr. Financial Accountant
Responsible for overseeing and helping manage compliance with Sarbanes-Oxley. Involvement in the preparation of the Company’s quarterly SEC reporting....
HIRING: Manager SEC External Reporting
JFCR - Cincinnati, OH
Preparation of management reports and footnotes in SEC reporting; Responsible for aspects of Sarbanes-Oxley compliance, leader in the interpretation and...
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