Securities Exchange Commission jobs in Chicago, IL

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Financial Operatons Examiner - Member Regulation, ROOR - Chi...
Finra - 46 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
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Internal Life Wholesaler
Allstate - 3,430 reviews - Northbrook, IL 60062
The internal wholesaler is responsible for supporting strict adherence to broker/dealer policies and procedures as well as applicable FINRA (Financial Industry...
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Audit Regulator, Banking Inspector
Inspecting portions of audit work papers to assess the degree of compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange...
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Designer - Term

Argonne National Laboratory - 84 reviews - Lemont, IL
Nuclear Regulatory Commission, other Federal agencies, and the private sector. We also have major roles in nonproliferation and national security programs....

Senior Compliance Officer

OCC - 29 reviews - Chicago, IL 60605 (Near South Side area)
The Dodd Frank Act, Securities & Exchange Commission, Commodity Futures Trading Commission, Federal Reserve Board, and International Organization of Securities...

Sr. Manager -Broker-Dealer Accounting & Reporting & Capital...

Nuveen Investments, LLC - Chicago, IL
Securities & Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Office of the Comptroller of the Currency (OCC), Consumer Financial...

JourneyMan Computer Systems Analyst

Amyx Inc - 3 reviews - Chicago, IL 60601 (Loop area)
Securities and Exchange Commission (SEC). Designing and executing proactive initiatives using data and/or analytics to identify potential securities law...

Assistant Controller

PhillipCapital - Chicago, IL 60604 (Loop area)
PhillipCapital is a growing SEC registered securities self-clearing broker-dealer and Futures Commission Merchant (FCM) based in Chicago....

Financial Reporting Manager- Chicago

Staff Financial Group - Chicago, IL
This position will report to the Corporate Controller and be responsible for, among other things, the company’s filings with the Securities and Exchange...
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Project Manager / Business Systems Analyst

Infinity Consulting Solutions - 8 reviews - Chicago, IL
Securities and Exchange Commission. Project Manager / Business Systems Analyst....

Regulatory Analyst - Office of Fraud Detection & Market Inte...

Finra - 46 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

IT Internal Audit Manager

Chicago Mercantile Exchange Inc. - 93 reviews - Chicago, IL
Experience in dealing with regulatory agencies, including the Federal Reserve Bank of Chicago, Board of Governors of the Federal Reserve System, Commodity...

Principal IT Risk and Controls Examiner, Member Regulation,...

Finra - 46 reviews - Chicago, IL
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
Shoemobile Sales Rep
W.W. Grainger - 1,151 reviews - Downers Grove, IL 60515
Average commissions $500-1,000/month. Solid base plus commission and incentives. O Responsible for the security of the Shoemobile....
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Manager of Sales Operations - Salesforce Administration
Fort Dearborn Company - 18 reviews - Chicago, IL 60602
Maintain security including sharing rules and security levels. Maintain System, Security and Integrity –. O Assist FDC Finance group in executing draws and...
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