Securities Exchange Commission jobs in Los Angeles County, CA

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Statistician
Amyx - Los Angeles, CA
Securities and Exchange Commission (SEC) Office of Compliance, Inspections and Examinations (OCIE) with a specific focus on working with the QAU team....
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Financial Advisor Sales Manager
City National Bank - 167 reviews - Beverly Hills, CA
Serves as a key point of contact for senior level clients and regulatory bodies (e.g., Securities and Exchange Commission (SEC), National Association of...
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Associate Examiner - Member Regulation, Sales Practice - Los...
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...
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Examiner - Member Regulation, Sales Practice - Los Angeles,...

Finra - 39 reviews - Los Angeles, CA
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

OPERATIONS SUPERVISOR - PCG

Stifel Nicolaus - 21 reviews - Los Angeles, CA
Previous securities industry supervisory experience. Under minimal supervision the Operations Supervisor oversees the daily activities of the support staff and...

Financial Reporting Analyst

Beacon Resources - Los Angeles, CA
$90,000 a year
Assist in preparing 10-Qs and 10-Ks for filing with the Securities and Exchange Commission (SEC). Do you have a desire to work in chic Downtown Los Angeles?...
Easily apply

Associate Examiner - Member Regulation, Sales Practice - Los...

Finra - 39 reviews - Los Angeles, CA
FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also...

Financial Advisor Sales Manager

City National Bank - 167 reviews - Beverly Hills, CA
Serves as a key point of contact for senior level clients and regulatory bodies (e.g., Securities and Exchange Commission (SEC), National Association of...

Statistician

Amyx - Los Angeles, CA
Securities and Exchange Commission (SEC) Office of Compliance, Inspections and Examinations (OCIE) with a specific focus on working with the QAU team....

Manager, Financial Due Diligence

KPMG - 1,835 reviews - Los Angeles, CA 90071
United States Generally Accepted Accounting Principles, Securities and Exchange Commission financial reporting issues, International Financial Reporting...

Staff Accountant

GUESS?. INC. - 998 reviews - Los Angeles, CA
Prepare certain supporting Securities and Exchange Commission (SEC) related support shedules for North America....

Senior Platform Engineer - Java

FastPay - Los Angeles, CA 90048
Competitive Salary, Commission, Benefits, Matching 401K, Stock Options and Wellness Reimbursement. To date, FastPay has funded over $1 billion in loans across...

Audit Senior Manager

Elliott International - Los Angeles, CA
Inspecting portions of audit work papers to assess the degree of compliance with the Sarbanes-Oxley Act, the rules of the Board, the Securities and Exchange...
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Financial Reporting Analyst
Beacon Resources - Los Angeles, CA
$90,000 a year
Assist in preparing 10-Qs and 10-Ks for filing with the Securities and Exchange Commission (SEC). Do you have a desire to work in chic Downtown Los Angeles?...
Easily apply
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