Stifel Nicolaus jobs

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DIRECTOR, TAXABLE FIXED INCOME
Stifel Nicolaus 15 reviews - Baltimore, MD
POSITION SUMMARY Enforce and ensure compliance with laws and regulations governing taxable fixed income sales & trading. Work to facilitate compliance with
Sponsored by Stifel Nicolaus

ACAT PROCESSOR 1

Stifel Nicolaus 15 reviews - St. Louis, MO
General understanding of rules/regulations and Stifel policies that pertain to the department. SUMMARY OF RESPONSIBILITIES....

COMPLIANCE EXAMINER

Stifel Nicolaus 15 reviews - St. Louis, MO
Strong understanding of Stifel policy and procedures. Perform on-going oversight of branch office conformity with Stifel policies, procedures, and regulatory...

MUNI SYNDICATE COORDINATOR

Stifel Nicolaus 15 reviews - St. Louis, MO
Position Summary Under general supervision, ensure compliance with laws and regulations governing public finance and municipal securities. Examine, verify

Business Continuity Analyst

Stifel Nicolaus 15 reviews - St. Louis, MO
The Business Continuity Analyst will support the Director of BCP in managing the overall BCP program by working closely with all Stifel business lines to...

ADVISORY MARKETING SPECIALIST

Stifel Nicolaus 15 reviews - St. Louis, MO
The Advisory Marketing Specialist position reports to the manager of the Stifel Consulting Services Group....

SURVEILLANCE ANALYST

Stifel Nicolaus 15 reviews - St. Louis, MO - +1 location
Performs on-going monitoring of numerous market related activities, including client account & Financial Advisor activities, to ensure conformity with Stifel...

SENIOR ANALYST, POLICIES & PROCEDURES

Stifel Nicolaus 15 reviews - St. Louis, MO
POSITION SUMMARY Under general supervision, assists in revising or creating appropriate policies and procedures for multiple broker-dealer affiliates. Main

PORTFOLIO TRADER 1

Stifel Nicolaus 15 reviews - St. Louis, MO
Trades additions and/or withdrawals for Stifel internally traded accounts (discretionary) to meet client requests. SUMMARY OF RESPONSIBILITIES:....

RECEPTIONIST

Stifel Nicolaus 15 reviews - Westlake Village, CA
SUMMARY OF RESPONSIBILITIES To greet all clients and guests in a friendly and professional manner whether in person or by phone. Answer inquiries, direct

Analyst - Consumer Investment Banking - SF

Stifel Nicolaus 15 reviews - San Francisco, CA
Stifel is looking for an Analyst to join its Consumer Investment Banking Team in San Francisco. Stifel offers Analysts a unique environment which combines a...
SENIOR ANALYST - REGULATORY AFFAIRS
Stifel Nicolaus 15 reviews - Baltimore, MD
Strong understanding of SEC, FINRA, MSRB rules/regulations, industry practice and how they apply to Stifel and affiliated firm policies and procedures....
Sponsored by Stifel Nicolaus
SENIOR ANALYST, POLICIES & PROCEDURES
Stifel Nicolaus 15 reviews - St. Louis, MO
POSITION SUMMARY Under general supervision, assists in revising or creating appropriate policies and procedures for multiple broker-dealer affiliates. Main
Sponsored by Stifel Nicolaus
ADVISOR DIRECTED PROGRAMS ANALYST - CONSULTING SERV
Stifel Nicolaus 15 reviews - St. Louis, MO
Analysts collaborate with the Program Manager, Financial Advisors (FAs), Consulting Services Operations, Investment Managers, and other groups both inside and...
Sponsored by Stifel Nicolaus
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