Surveillance Analyst jobs in Buffalo, NY

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Compliance Analyst Surveillance (Buffalo N.Y.)
Citi 2,139 reviews - Buffalo, NY
Description The PETSS unit of Outside Activities Compliance is responsible for requesting, tracking and distributing outside brokerage account statements of
Sponsored by Citi - 15 days ago
M&T Securities Sales Support- Supervisory functions
M&T Bank 327 reviews - Buffalo, NY
Business and Planning Analyst IBuffalo, NY The Opportunity. The incumbent works under established parameters looking to senior analysts for guidance.Minimum...
Sponsored by WorkInRetail - 27 days ago

Intermediate Compliance Analyst Surveillance (Buffalo N.Y.)

Citi 2,139 reviews - Buffalo, NY
The Analyst will be responsible for the Proprietary Employee Trading Supervision System (“PETSS”). In addition, the Analyst will act as the project manager in...
15 days ago - save job - email - more...

Compliance Analyst Surveillance (Buffalo N.Y.)

Citi 2,139 reviews - Buffalo, NY
Description The PETSS unit of Outside Activities Compliance is responsible for requesting, tracking and distributing outside brokerage account statements of
15 days ago - save job - email - more...

M&T Securities Sales Support- Supervisory functions

M&T Bank 327 reviews - Buffalo, NY
Business and Planning Analyst I. Conduct email surveillance in accordance with FINRA requirements. The incumbent works under established parameters looking to...
28 days ago - save job - email - more...

Senior Compliance Analyst (Buffalo NY)

Citi 2,139 reviews - Buffalo, NY
The analyst will be responsible for developing, maintaining and performing surveillance reviews which cover specific regulations or Firm policy....
30+ days ago - save job - email - more...

Compliance Analyst

Axelon Services Corporation 17 reviews - Getzville, NY 14068
Global Financial Firm located in Getzville, NY has an immediate contract opportunity for an experienced Compliance Analyst....
30+ days ago - save job - email - more...

Compliance Analyst

Advantage XPO 15 reviews - Getzville, NY 14068
$20 an hour
And 3) monitoring trading by the use of various surveillance tools to detect breaches in the information barriers....
30+ days ago - save job - email - more...

Compliance Analyst (Contract)

Relevante 2 reviews - Getzville, NY
And 3) monitoring trading by the use of various surveillance tools to detect breaches in the information barriers....
30+ days ago - save job - email - more...
Intermediate Compliance Analyst Surveillance (Buffalo N.Y.)
Citi 2,139 reviews - Buffalo, NY
The Analyst will be responsible for the Proprietary Employee Trading Supervision System (“PETSS”). In addition, the Analyst will act as the project manager in...
Sponsored by Citi - 15 days ago
Senior Compliance Analyst (Buffalo NY)
Citi 2,139 reviews - Buffalo, NY
The analyst will be responsible for developing, maintaining and performing surveillance reviews which cover specific regulations or Firm policy....
Sponsored by Citi - 9 days ago
Compliance Analyst - Surveillance (Buffalo, N.Y.) - Finance...
Citigroup 2,139 reviews - Buffalo, NY
The PETSS unit of Outside Activities Compliance is responsible for requesting, tracking and distributing outside brokerage account statements of accounts held
Sponsored by Velvet Jobs - 8 days ago

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