Waddell Reed jobs in Paola, KS

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Compliance Surveillance Analyst

Waddell and Reed - 173 reviews - Overland Park, KS 66223
Basic Job Summary: Conduct surveillance of financial advisor and firm securities sales and investment advisory activities through the use of exception reports...

Compliance Complaint Specialist

Waddell and Reed - 173 reviews - Overland Park, KS 66223
Basic Job Summary: Research and respond to customer complaints and grievances, write detailed and concise reports on the analysis and findings of information...

Infrastructure Engineer

Waddell and Reed - 173 reviews - Overland Park, KS 66223
Develop and document standards for the Waddell & Reed infrastructure and middleware environment. Position Title Infrastructure Engineer....

Information System Quality Analyst

Waddell and Reed - 173 reviews - Overland Park, KS 66223
Summary: Under general supervision this role executes responsibilities to ensure that information system products and services meet organization standards...

Director - Records & Information Management

Waddell and Reed - 173 reviews - Overland Park, KS 66223
Summary : Under the general direction of the company’s [Legal] department, the Director of Records and Information (RIM) will be responsible for overseeing...

VP Compliance - Ivy Distributors, Inc.

Waddell and Reed - 173 reviews - Overland Park, KS 66223
JOB SUMMARY: The VP, IDI Compliance is primarily responsible for directing the overall Compliance function for Ivy Distributors, Inc. (IDI) a distributor...

IT Budget Specialist

Waddell and Reed - 173 reviews - Overland Park, KS 66223
The IT Budget Specialist works with the IT Leaders to prepare and validate the financial budget for the IT departments. This position is responsible for the...

Internal Wholesaler

Waddell and Reed - 173 reviews - Overland Park, KS 66223
Job Overview: Responsible for developing and maintaining existing relationships, as well as identifying and acquiring new business with their assigned...

Chief Regulatory Officer (CRO)/ Chief Compliance Officer (CC...

Waddell and Reed - 173 reviews - Overland Park, KS 66223
The Chief Regulatory Officer (CRO) / Chief Compliance Officer (CCO) is primarily responsible for directing the overall Compliance function for a retail broker...

Senior Specialist - Direct to Fund Supervisor

Waddell and Reed - 173 reviews - Overland Park, KS 66223
This position has a variety of duties related to the opening and ongoing maintenance of accounts. Primary duty is to review and process account related items...
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