Asset Management Trading Compliance Specialist jobs in New York, NY

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Manager, Trading Financial Control - Opportunity in Jacksonv...
Macquarie Group Limited - New York, NY
Strong people management skills. Ensuring compliance with the Macquarie Financial Control Framework. Coordinating information flow from third parties (business...
Sponsored
Client Administration Associate
Altfest Personal Wealth Management - New York, NY
$50,000 - $70,000 a year
HGoldin@Altfest.com Altfest Personal Wealth Management, a leading independent Wealth Management firm, is seeking a highly capable, hardworking Client...
Sponsored by eFinancialCareers
Trading System Specialist, Operations
Michael Page US - 105 reviews - Greenwich, CT
My client is a quantitative trading firm seeking a Trading System Specialist. Collaborating with different teams on daily basis that are involved in stable...
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AML Compliance Associate

Nomura Holdings, Inc. - New York, NY
Retail, Asset Management, and Wholesale (Global Markets and Investment. Business or compliance experience. Anti-Money Laundering Specialist (CAMS) preferred....

CIB Compliance - Audit Manager - VP - New York, NY

JPMorgan Chase - 10,470 reviews - New York, NY
The position is based in New York providing audit coverage of Corporate and Broker-Dealer Compliance activities, such as, conflicts management, investment...

PORTFOLIO SPECIALIST – LONG ONLY INVESTING

Morgan Stanley - 1,488 reviews - New York, NY 10032 (Washington Heights area)
Morgan Stanley Investment Management (MSIM) is a global provider of investment products and services to institutional clients across multiple asset classes....

Principal Auditor- US Equities

Deutsche Bank - 1,161 reviews - New York, NY
This includes working with functional specialists across Finance, Market Risk, Credit Risk, Compliance and Operations;...

Client Implemenation Specialist - US Cash Operations

Deutsche Bank - 1,161 reviews - Jersey City, NJ 07302 (Downtown area)
Good understanding of Compliance, Operational Risk and Risk Management. Reporting progress to management....

Apps Dev Technical Specialist

Citi - 7,765 reviews - Jersey City, NJ
Ensure designs are in compliance with business specifications and Citi development standards. Understanding of Financial Markets, Trading, Middle Office and...

Corporate Functions Specialist - Supervision Group

Federal Reserve Bank of New York - 311 reviews - New York, NY
Demonstrated project management experience. Corporate Functions Specialist - Supervision Group. The on-site team’s Corporate Functions Specialist....

Compliance Manager

Prudential - 932 reviews - Newark, NJ
Strong track record of identifying compliance risks and compliance issues. Prior experience in auditing or inspecting compliance functions including anti-money...

Specialist, Trading Services

BNY Mellon - 1,512 reviews - New York, NY
Ø Broad knowledge of compliance, control policies and trading standards; Required to troubleshoot/resolve trading execution issues....

Sr.Spec'st Bus.Analysis Cons't

BNY Mellon - 1,512 reviews - New York, NY
Change management processes. Specialist Business Analysis Consultant- >. IT implementation teams and other stakeholders (Ops, Onboarding, Compliance,....
AML Compliance Associate
AML Compliance Associate. The Americas Compliance Department works to assist in the development and maintenance of a strong compliance culture....
Sponsored by OneWire Inc.
Senior Manager, Trading Financial Control – Opportunity in J...
Macquarie Group Limited - New York, NY
Strong people management skills. Ensuring compliance with the Macquarie Financial Control Framework. Co-ordinating information flow from third parties (business...
Sponsored

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