Asset Management Trading Compliance Specialist jobs in New York, NY

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ETF Capital Markets Sell Side Analyst
State Street - 1,234 reviews - New York, NY
3-5 years of experience in the financial services industry – ETF sales, trading, capital markets or asset management preferred....
ETF Capital Markets Buy Side Specialist
State Street - 1,234 reviews - New York, NY
5-8 years of experience in the financial services industry – ETF sales, trading, capital markets or asset management preferred....
Financial Analyst - Enhanced Prudential Standards (EPS) - Fe...
Work closely with the Corporate Functions Specialist and Liquidity Risk Specialists to assess compliance with Reg YY Governance and Liquidity requirements....

Implementation Specialist

Eze Software Group - 12 reviews - New York, NY
The Eze Software Investment Suite addresses the core business needs of the asset management community, including Order Management, Trade Execution & Analytics,...

Finance & Risk - Risk Analytics Management Consultant

Accenture - 10,414 reviews - New York, NY 10011 (Chelsea area)
Solid project management experience including:. Demonstrated leadership and time management skills. Portfolio management, allowance for loan and lease losses;...

Regulatory Compliance Specialist

SS&C Technologies - 47 reviews - New York, NY
We deliver mission-critical processing for information management, analysis, trading, accounting, reporting and compliance....

Regulatory Compliance Specialist

SS and C GlobeOp Financial Services - 79 reviews - New York, NY
We deliver mission-critical processing for information management, analysis, trading, accounting, reporting and compliance....

Specialist - Operations Performance, Energy Insights

McKinsey & Company - 264 reviews - New York, NY 10022 (Midtown area)
Energy Insights' dedicated specialists apply proprietary tools and methodologies and a data-driven approach....

ETF Capital Markets Buy Side Specialist

State Street - 1,234 reviews - New York, NY
5-8 years of experience in the financial services industry – ETF sales, trading, capital markets or asset management preferred....

Middle Office Trade and Position Management Associate

HSBC - 7,745 reviews - New York, NY
Ability to interact effectively with senior operational and trading management. Management of Risk. Provide management with analysis reports....

Director, Trading- Global Fixed Income

Nuveen - New York, NY 10002 (Lower East Side area)
It is one of the largest global asset managers with specialist knowledge across a wide array of asset classes, including fixed income, equities and alternatives...

Senior Manager, Broker Dealer Specialist, AML/ATF Advisory

Scotiabank - 2,187 reviews - New York, NY
BSA/AML Compliance Program. Provide appropriate real-time AML/OFAC compliance advice to the relevant SCUSA front office, operations and trading floor personnel....

Asset Management - Emerging Markets Fixed Income Solutions,...

JP Morgan Chase - 13,864 reviews - New York, NY 10017 (Midtown area)
Wealth Management Overview. Idea generation, research and trading in Emerging Markets Fixed Income for Wealth Management and Investment Solutions....
Data Specialist – Fixed Income Insurance Portfolio Managemen...
Guggenheim Partners - 28 reviews - New York, NY 10022
The Data Specialist candidate will be responsible for supporting the insurance portfolio management team by developing and enhancing portfolio management tools,...

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