Attorney Adviser jobs in Boston, MA

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Regulatory Compliance Officer
The Compliance Search Group - Boston, MA
Investment advisers • Strong academic credentials • Team-oriented:. Seeking a seasoned regulatory compliance professional with direct investment adviser...
Sponsored by TheLadders.com - 18 days ago

Vice President Associate Counsel (Advisory)

LPL Financial 107 reviews - Boston, MA
Experience as an attorney working with the Investment Advisers Act of 1940, ERISA and basic corporate law principles;...

Vice President Associate Counsel (Brokerage)

LPL Financial 107 reviews - Boston, MA
Experience with Investment Advisers Act of 1940 and ERISA preferred. The Vice President, Associate Counsel will assist other attorneys in the department,...

Regulatory Compliance Officer

Wellington Management 17 reviews - Boston, MA
Seeking a seasoned regulatory compliance professional with direct investment adviser experience. Ten or more years of regulatory compliance experience including...

Regulatory Operational Consultant

MassMutual Financial Group 170 reviews - Boston, MA
Advisors, attorneys, accountants and tax advisors. Cornerstone Real Estate Advisers, which offers real estate equities. Job Post - 50783140....

Paralegal

Natixis Global Asset Management 4 reviews - Boston, MA
Mutual fund management and distribution (Investment Company Act of 1940 and FINRA), investment adviser obligations (Investment Advisers Act of 1940), placement...

Head of Legal Operations

Shire 98 reviews - Lexington, MA
Prepare performance scorecards for main advisers. Directs management of outside counsel billing guidelines, implementing initiatives to accomplish cost and...

Funds Attorney

Axiom Law 4 reviews - Boston, MA
Axiom Boston is hiring outstanding Funds Attorneys. Regulatory, transactional and operational aspects of registered investment companies, registered and exempt...

Markets – Investor Services Regulatory Administration Depart...

Citi 2,398 reviews - Boston, MA
Provide leadership, direction and oversight to the attorneys and professionals within the Regulatory Administration Department....

ERISA Testing & Reporting Consultant

MassMutual Financial Group 170 reviews - Boston, MA
And Cornerstone Real Estate Advisers, which. Financial advisors, attorneys, accountants and tax advisors. Job Post - 50763097....

Asset Management Attorney

Counsel On Call - Boston, MA
Counsel On Call seeks an experienced asset management attorney to assist the busy corporate legal department of a Fortune 100 company located in downtown Boston...
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