Attorney Adviser jobs in Brea, CA

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Asset Management Compliance Officer

Compliance Search - Los Angeles, CA
Expertise with ERISA, Dodd-Frank, Investment Advisers Act and Investment Company Act. Develop, execute and enhance the portfolio manager due diligence process...
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Investment Advisors Act 1940 - Attorney/Analyst

Update Legal 11 reviews - Los Angeles, CA
We are seeking professionals with regulatory compliance and/or industry compliance backgrounds, particularly in the Investment Advisers Act of 1940, Investment...

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