Attorney Adviser jobs in New York, NY

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Assistant Counsel - Derivatives
OppenheimerFunds 6 reviews - New York, NY
Funds (OFI) is searching for an attorney to focus on trading agreement and derivatives documentation for its advisory clients....
Sponsored by OppenheimerFunds - 11 days ago
CCOs and Attorneys With Investment Advisers Act of 1940 Expe...
Mission Critical Services Corp. - New York, NY
At least 5 years investment adviser and/or broker-dealer compliance experience. Mission Critical is seeking professionals with regulatory compliance and/or...
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Sponsored by Mission Critical Services Corp. - 24 days ago
Alternative Investments Attorney
RGP 6 reviews - New York, NY
RGP Legal is seeking a New York attorney with experience working with alternative asset managers to join our Tri-State practice....
Sponsored by 6FigureJobs - 12 days ago

Associate Counsel – Asset Management

Ameriprise Financial 281 reviews - New York, NY
1 – 3 year’s experience as a practicing attorney, preferably in financial services. Advising the compliance department on the various rules and regulations...

Litigation Attorney

Cetera Financial Group 4 reviews - New York, NY
Manage outside attorneys representing Cetera in litigation in arbitrations, mediations, and court. The successful candidate will be able to work in a number of...

Deputy, Chief Legal Officer, Jennison Law

Prudential 673 reviews - New York, NY
Investment Advisers Act, U.S. Jennison, a registered investment adviser and one of Prudential's U.S. Investment Company Act, international investment adviser...

Contract Corporate Attorney

Special Counsel 31 reviews - New York, NY
The attorneys will be handling compliance issues primarily under the Investment Advisers Act of 1940 and Investment Company Act of 1940....

Managing Counsel

BNY Mellon 996 reviews - New York, NY
A very seasoned asset management attorney. The ideal candidate will have experience counseling registered investment advisers and bank fiduciary businesses....

Mutual Funds 7-10

Pittleman & Associates - New York, NY
Investment adviser with sterling reputation is seeking a seasoned attorney to support its mutual funds business, including legal and regulatory advice,...

Contracts Attorney

Société Générale 108 reviews - New York, NY
We seek an attorney to join the legal department of Lyxor US. Understanding of and familiarity with laws governing investment advisers and investment companies...

Attorney - Asset Wealth Management (Vice President)

Deutsche Bank 562 reviews - New York, NY
Advisers Act and Investment Company Act matters (including Form ADV). The position requires knowledge of the Investment Advisers Act of 1940, the Investment...

Legal Associate- Securities & Capital Markets (Transactional...

Reed Elsevier 7 reviews - New York, NY
Investment Advisers Act registration and compliance. This exciting role combines the experience of a recently practicing generalist attorney with product...

Lead Lawyer, Mobility Division

Siemens 1,315 reviews - New York, NY
As a key strategic adviser to Senior Management assist with the implementation and integration of the new division....
VP, Corporate Counsel
Prudential 673 reviews - Newark, NJ
Prudential Investments ("PI"), the investment adviser to the Prudential mutual funds, is seeking an experienced, proactive business attorney to provide legal...
Sponsored by Prudential - 15 days ago
Securities Attorneys
RGP 6 reviews - New York, NY
Resources Global Professionals is seeking attorneys with broad securities law experience to join our Tri-State practice....
Sponsored by 6FigureJobs - 14 days ago

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Company with Attorney Adviser jobs
673 reviews
Prudential Financial, one of the world’s largest financial services institutions, offers a wide array of financial products and services.