Attorney Adviser jobs in New York, NY

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Assistant Counsel - Derivatives
OppenheimerFunds 6 reviews - New York, NY
Funds (OFI) is searching for an attorney to focus on trading agreement and derivatives documentation for its advisory clients....
Sponsored by OppenheimerFunds - 2 days ago
Vice President, Corporate Counsel
Prudential 690 reviews - Newark, NJ
This attorney will join a team of nine attorneys supporting Prudential Fixed Income and Prudential Trust Company, including two attorneys who primarily handle...
Sponsored by Prudential - 9 days ago
Securities Attorneys
RGP 6 reviews - New York, NY
Resources Global Professionals is seeking attorneys with broad securities law experience to join our Tri-State practice....
Sponsored by 6FigureJobs - 5 days ago

Asset Management Attorney - Vice President

Morgan Stanley 831 reviews - New York, NY
Four to ten years of experience practicing law, including experience with respect to the Investment Company Act of 1940 and the Investment Advisers Act of 1940....

Securities Counsel

JPMorgan Chase 6,461 reviews - New York, NY
Knowledge of Investment Company Act and Investment and Investment Advisers Act would be helpful. Solid knowledge of US securities laws, Investment Company Act...

Vice President, Corporate Counsel

Prudential 690 reviews - Newark, NJ 07102 (Central Business District area)
This attorney will join a team of nine attorneys supporting Prudential Fixed Income and Prudential Trust Company, including two attorneys who primarily handle...

Product & Regulatory Counsel

Robert Walters 11 reviews - New York, NY
Advisers Act and Investment Company Act matters (including Form ADV). A minimum of 5+ years of private practice or in-house work experience at a financial...

Associate

Juris Placements - New York, NY
Firm is seeking an associate with 5-8 years of experience working with private equity and hedge funds, including fund formation, manager spin outs, and...

Attorney - Asset Wealth Management (Vice President)

Deutsche Bank 569 reviews - New York, NY
Advisers Act and Investment Company Act matters (including Form ADV). The position requires knowledge of the Investment Advisers Act of 1940, the Investment...

Attorney – Investment Advisor-40 Act

Hire Counsel 9 reviews - New York, NY
Updating investment adviser compliance manual. Our client, a large financial institution is seeking a compliance attorney for a long term project with their...

Managing Counsel

BNY Mellon 1,025 reviews - New York, NY
A very seasoned asset management attorney. The ideal candidate will have experience counseling registered investment advisers and bank fiduciary businesses....

Legal Associate- Securities & Capital Markets (Transactional...

Reed Elsevier 7 reviews - New York, NY
Investment Advisers Act registration and compliance. This exciting role combines the experience of a recently practicing generalist attorney with product...

Deputy, Chief Legal Officer, Jennison Law

Prudential 690 reviews - New York, NY
Investment Advisers Act, U.S. Jennison, a registered investment adviser and one of Prudential's U.S. Investment Company Act, international investment adviser...
Contract Corporate Attorney
Special Counsel 31 reviews - New York, NY
The attorneys will be handling compliance issues primarily under the Investment Advisers Act of 1940 and Investment Company Act of 1940....
Sponsored by CareerBuilder - 24 days ago
Investment Advisers Act of 1940 Attorney/Analyst
Update Legal 10 reviews - New York, NY
Update Legal is looking for an Investment Advisers Act of 1940 Attorney or Analyst. At least 5 years investment adviser and/or broker-dealer compliance...
Sponsored by CareerBuilder - 18 days ago

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Company with Attorney Adviser jobs
690 reviews
Prudential Financial, one of the world’s largest financial services institutions, offers a wide array of financial products and services.