Broker Program $120,000 jobs in White Plains, NY

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Vice President of Compliance Testing
Execu | Search 35 reviews - Manhattan, NY
charged with the reviews of all U.S. banking and broker-dealer activities. The position provides exposure... ensure that the examination program meets regulatory... $100,000 - $180,000 a year
Sponsored by Execu | Search - 30+ days ago
Vice President of Infrastructure Testing
Execu | Search 35 reviews - Manhattan, NY
of all U.S. banking and broker-dealer activities. The... to help ensure that the overall examination program meets regulatory standards Travel domestically... $100,000 - $165,000 a year
Sponsored by Execu | Search - 9 days ago

AML Advisory Officer, Associate

Markets&International Banking - Stamford, CT
subject matter expertise and guidance in support of business lines including correspondent banking, trade finance, corporate lending and broker dealer...
RBS - 11 days ago - save job - email - more...

Licensed Customs Broker

Melissa & Doug 3 reviews - Wilton, CT
A Licensed Customs Broker, who will be responsible for our in-house customs compliance strategy and for clearing customs on our incoming shipments....
Easily apply
30+ days ago - save job - email - more...

Vice President of Infrastructure Testing

Execu | Search 35 reviews - Manhattan, NY
banking and broker-dealer activities. The Vice President of Infrastructure Testing position provides exposure to a wide variety of business areas, leverages a... $100,000 - $165,000 a year
9 days ago - save job - email - more...

Bank Testing Compliance Officer -AVP

Green Key Resources 16 reviews - New York, NY
banking and broker-dealer activities. The position provides exposure to a wide variety of business areas and an opportunity to work on teams.... $100,000 - $140,000 a year
9 days ago - save job - email - more...

Vice President of Internal Audit

Execu | Search 35 reviews - Manhattan, NY
Evaluate the system of internal controls and prepare risk assessment matrices, audit testing programs and audit planning memos as appropriate.... $120,000 - $150,000 a year
23 days ago - save job - email - more...

Compliance Officer Branch Examinations

Citi 1,952 reviews - Long Island City, NY
limited to registered branches in the US/PR/Latin America) in accordance with the Broker Dealer Branch Examinations and Compliance Testing Programs and...
30+ days ago - save job - email - more...

Compliance Officer- Volcker Rule- Broker Dealer

The Atlantic Group 14 reviews - New York, NY
Global Midtown International Broker Dealer Seeks a Compliance Officer with Strong Trade Surveillance and Volcker Rule Compliance.... $140,000 a year
CareerBuilder - 11 days ago - save job - email - more...

VP, Internal Audit

Green Key Resources 16 reviews - New York, NY
8+ years experience in Internal (preferred) or External Audit in the Investment Banking / Securities industry/Broker-Dealer, including Credit risk, Market risk,... $130,000 - $150,000 a year
30+ days ago - save job - email - more...

Vice President of Compliance Testing

Execu | Search 35 reviews - Manhattan, NY
banking and broker-dealer activities. The position provides exposure to a wide variety of business areas and an opportunity to work on various teams.... $100,000 - $180,000 a year
30+ days ago - save job - email - more...

Director of Broker/Dealer Compliance

Bessemer Trust Company - New York, NY
This individual will be responsible for helping to design and implement the compliance program associated with a limited purpose broker/dealer that distributes...
30+ days ago - save job - email - more...

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