Chief Compliance Officer jobs

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Chief Compliance Officer
California Broker Dealer - Central, CA
A full-service California broker dealer is seeking a qualified candidate for the position of Chief Compliance Officer (CCO)....
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Sponsored by California Broker Dealer - 9 days ago
Compliance and Risk Analyst
FTJ FundChoice, LLC - Hebron, KY
This position will work closely with the Chief Compliance Officer to implement and support the compliance program at FTJ Fund....
Sponsored by FTJ FundChoice, LLC - 27 days ago

Dir, Compliance

Aetna 422 reviews - Phoenix, AZ
MMIC Compliance Officer reports to the Chief Medicaid Compliance Officer and to the RBHA CEO and MMIC Board of Directors....
11 hours ago - save job - email - more...

Chief Compliance Officer - Affiliated Retail Advisers

Highland Capital Management, L.P. - Dallas, TX
Highland Capital has an immediate opening for a bright, hard-working individual to join our compliance team as a Chief Compliance Officer of our affiliated...
12 days ago - save job - email - more...

Vice President and Chief Compliance Officer

MLA Global - Beverly, MA - +1 location
The VP & Chief Compliance Officer is responsible for participating and assuring that the privacy practices of the company are carried out....
8 days ago - save job - email - more...

RIA Chief Compliance Officer

Capital Guardian - Charlotte, NC
The Chief Compliance Officer will be responsible for overseeing the regulatory initiatives of the firm, managing compliance risk, developing infrastructure, and...
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15 days ago - save job - email - more...

Chief Compliance Officer Job

BNY Mellon 934 reviews - New York, NY
Chief Compliance Officer (Job Number:. Overseeing compliance training programs; Development and supervision of Compliance staff....
17 days ago - save job - email - more...

Sr. Director, Compliance Strategy and Governance

Visa 181 reviews - Foster City, CA
This position reports directly to the Chief Compliance Officer within the Global Compliance Department....
13 days ago - save job - email - more...

Mutual Funds Chief Compliance Officer

Northern Trust Corp. 236 reviews - Chicago, IL
The successful candidate will serve as the Chief Compliance Officer responsible for Northern Trust’s mutual funds, as well as its common and collective funds....
1 day ago - save job - email - more...

COMPLIANCE MANGER - ANALYTICS, OFFICE OF COMPLIANCE

SquareTwo Financial - Denver, CO
Deputy Chief Compliance Officer. The position reports to the Deputy Chief Compliance Officer in the Office of Compliance....
6 hours ago - save job - email - more...

Chief Compliance Officer - Crop Insurance

The Climate Corporation - Overland Park, KS
Responsible for assisting the Chief Legal Officer with development, communication and implementation of crop insurance compliance policies and processes....
1 day ago - save job - email - more...

Chief Compliance Officer

Ascendo Resources - Miami, FL 33131 (Downtown area)
Our client an Asset Management firm is looking to hire a chief compliance officer for an Asset Management company. Asset Management Compliance:....
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3 days ago - save job - email - more...
Compliance Privacy Senior
Freddie Mac 148 reviews - McLean, VA
The Chief Privacy Officer is seeking a Compliance Privacy Senior to lead and manage day-to-day activities in the area of project management, operational...
Sponsored by Freddie Mac - 20 days ago
Senior Director, Compliance & Ethics Operations
Alexion 5 reviews - Cheshire, CT
SVP, Chief Compliance Officer, Compliance and Ethics. Senior Director, Compliance & Ethics Operations. Managing all compliance systems, including the Company’s...
Sponsored by Alexion - 1 day ago
Manager of Operations Regulatory Compliance
Duquesne Light 3 reviews - Pittsburgh, PA
This position reports to the Director of Engineering and Programs, and it will also have a dotted-line reporting relationship with the Chief Compliance Officer....
Sponsored by Duquesne Light - 30+ days ago

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