Chief Compliance Officer jobs

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Chief Compliance Officer
BarkerGilmore - Chicago, IL
BarkerGilmore, is engaged by a highly respected investment company located in Chicago to identify a Chief Compliance Officer....
Sponsored by BarkerGilmore
Chief Compliance Officer
Investment management company - Boston, MA
$100,000 a year
A Boston, Massachusetts based SEC registered investment adviser seeks candidates interested in applying for the role of Chief Compliance Officer (the “ *CCO*....
Easily apply
Sponsored by Investment management company
Chief Compliance Officer-Wealth Management
Company Confidential, Downtown - Houston, TX
The Chief Compliance Officer (CCO) oversees the broker dealer and investment advisor compliance program for two divisions of a multi-affiliated wealth...
Easily apply
Sponsored by Company Confidential, Downtown

Managing Director Global Head of Compliance Testing and Moni...

Citi - 2,657 reviews - New York, NY
The Global Head of Compliance Testing and Monitoring will report to the Citigroup Chief Compliance Officer and will interact with all levels of professionals...

Chief Compliance Officer

Fidelis Secure Care - 5 reviews - Premium, KY
Ideally, the incumbent should have experience serving as the Chief Compliance Officer in a Commercial Bank. Compliance, Finance, Banking, BSA, AML, OFAC, JD,...

Assistant General Counsel, Compliance (Tempe, AZ or Salt Lak...

C.R. Bard International - Tempe, AZ
Ability to work independently, but also accept direction from Chief Compliance Officer, and/or General Counsel....

Chief Compliance Officer

The Donaldson Organization - Hauppauge, NY
The Chief Compliance Officer will ensure all contractual provisions related to the project are followed, monitored and closed....
Easily apply

Chief Compliance Officer

Stony Brook Medicine - 9 reviews - Stony Brook, NY
Chief Compliance Officer (CCO. The Chief Compliance Officer will possess:. Conduct or oversee/direct single and ongoing compliance audits as necessary to...

Chief Compliance Officer - Asset Management

Wedbush Securities - 15 reviews - Los Angeles, CA 90017
Chief compliance officer, sec, asset management. Update compliance manuals and policies & procedures, conduct compliance and risk testing / audits....

Compliance Officer I

Commonwealth of Massachusetts - 89 reviews - Boston, MA
$42,315 - $60,465 a year
The Division of Banks is currently accepting applications for the position of Compliance Officer I. This position will report directly to the Chief Director for...

Director of Workforce Compliance

Suffolk Construction - 11 reviews - Miami, FL
The Director of Diversity & Workforce Compliance (the “DDWC”) (i) assists Suffolk’s project teams in meeting the workforce compliance goals and requirements...

Chief Compliance Officer

Centene Corporation - 237 reviews - Troy, MI
The Chief Compliance Officer (CCO) will oversee the Compliance Department of USMM and act as staff to the Board of Directors and CEO....

VP Compliance

Raymond James - 185 reviews - Tampa, FL
Works with members of the compliance, legal and business leadership teams to develop tactical plans for compliance initiatives....
Equity Compliance Officer- INS
Nomura Holdings, Inc. - New York, NY
Reports to the Chief Compliance Officer. Equity Compliance Officer. The Equity Compliance Officer position will cover ATS, Electronic....
Sponsored by Nomura Holdings, Inc.
Chief Compliance Officer
Capital Guardian, LLC - Richmond, VA
Chief Compliance Officer*. Prior experience as a deputy CCO or senior compliance officer. The Broker-Dealer Chief Compliance Officer (CCO) is responsible for...
Easily apply
Sponsored by Capital Guardian, LLC

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