Chief Compliance Officer jobs

Filter results by:
Sort by: relevance - date
Salary Estimate
Job Type
Experience Level
Jobs 1 to 10 of 6,760
Upload your resume - Let employers find you
Chief Compliance Officer
Chief Compliance Officer*. The Chief Compliance Officer (CCO) will report to the Chief Legal Officer. Oversight of various compliance duties....
Easily apply
Chief Compliance Officer
CVPartners Inc - San Francisco, CA
SF based Broker Dealer/Investment Banking firm seeks a Chief Compliance Officer. 7+ years compliance experience at a registered broker dealer....
Vice President of Compliance and Performance Quality Improve...
For additional information, please contact Lois Nesci, Chief Operating Officer, at 413-439-2255 or S/he ensures compliance with internal,....

AVP Chief Compliance Officer

John Hancock - 209 reviews - Boston, MA
AVP Chief Compliance Officer. Chief Compliance Officer in managing the U.S. Chief Compliance Officer, the AVP and Chief Compliance Officer of John Hancock...

Vice President, Regulatory Management

Fidelity Investments - 2,008 reviews - Boston, MA
The Vice President will be expected to provide compliance expertise and leadership in the development of Asset Management’s response to regulatory changes and...

Senior Compliance Director

AXA - 588 reviews - New York, NY
Serve as backup for Chief Compliance Officer for key compliance related functions including conflict management, portfolio compliance and Board reporting....

Senior Compliance Director

Capital One - 4,745 reviews - Richmond, VA
Senior Compliance Director. The Senior Compliance Director is responsible for managing and evolving the Compliance Program....

Chief Ethics & Compliance Officer

Florida State University - 266 reviews - Tallahassee, FL 32301
Experience conducting and overseeing compliance reviews, and designing processes for high-risk compliance issues and institutional compliance gaps....

Compliance Manager - Multiple Bank Locations Considered

Community Bank System, Inc. - Oneonta, NY
Assists Chief Compliance Officer in developing the annual compliance training and monitoring plans. Through collaboration and coordination with the Chief...

Risk & Compliance Officer

Hudson Headwaters Health Network - 15 reviews - Queensbury, NY
The Compliance Officer ensures that HRSA grant guidelines are adhered to on an ongoing basis as well as other key regulatory authorities including state...
Easily apply

Chief Executive Officer

State of Colorado Job Opportunities - 174 reviews - Pueblo, CO
$11,000 - $17,000 a month
Understanding of regulatory requirements and management of compliance activities. This announcement is not governed by the selection processes of the classified...

Chief Compliance Officer

Financial Advocates - 6 reviews - Olympia, WA 98502
Administration of RIA Compliance. Establish/revise compliance business goals and monitor business activities to ensure compliance with state and federal...
Easily apply

Chief Compliance Officer - Nesbitt Burns Securities Limited

BMO Financial Group - 1,370 reviews - Chicago, IL
The Chief Compliance Officer. High-performing compliance officers using effective training, performance. Wealth Management Compliance....
EVP, Chief Compliance Officer
LPL Financial - 273 reviews - Fort Mill, SC 29715
The EVP, Chief Compliance Officer will be located in our Fort Mill, SC office and report to the Deputy Chief Legal & Risk Officer within LPL’s Compliance, Legal...
Chief Compliance Officer
Luxon Financial LLC - Richmond, VA
Chief Compliance Officer Responsibilities*. Chief Compliance Officer Summary Expectations*. The CCO serves on the firm’s Compliance and Legal Committee and...
Easily apply