Chief Compliance Officer jobs

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Chief Compliance Officer
The Goodkind Group - Stamford, CT
Policies and Procedures work for compliance. 12+ years of progressive banking experience in compliance, risk, audit, or business operations with at least 4...
Sponsored by The Goodkind Group - 30+ days ago
Institutional Compliance Executive
The Compliance Search Group - San Francisco, CA
We have an unparalleled track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...
Sponsored by TheLadders.com - 9 days ago

Vice President, Asset Management Compliance

Fidelity Investments 915 reviews - Boston, MA
Within Asset Management Compliance (AMC), the Compliance Program Management and Governance (CPMG) team is responsible for supporting Fidelity’s Chief Compliance...
23 hours ago - save job - email - more...

Head of BRCM

HSBC 2,248 reviews - New York, NY
To implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer,...
4 days ago - save job - email - more...

TPM Head of Governance

Citi 2,149 reviews - New York, NY
Provide Citi-wide oversight (testing and monitoring) to ensure compliance with Third Party Management policy....
7 days ago - save job - email - more...

Senior Vice President / Chief Risk & Regulatory Compliance O...

Freedom Mortgage Corporation 25 reviews - United States
Freedom Mortgage is looking to hire an SVP/ Chief Risk and Regulatory Compliance Officer to join a newly formed business unit....
2 days ago - save job - email - more...

Compliance Officer II Job

BNY Mellon 903 reviews - Pittsburgh, PA - +3 locations
Compliance Officer II (Job Number:. Compliance & Ethics-HR06015. Risk and Compliance provide risk and compliance services across all BNY Mellon businesses....
1 day ago - save job - email - more...

Chief Compliance Officer

peerTransfer - Boston, MA
You have previously been in charge of and run the compliance function within a global bank, money transmitter, foreign exchange provider or payments processor,...
3 days ago - save job - email - more...

Chief Compliance Officer

Genomic Health 2 reviews - Redwood City, CA
Demonstrated success as a Chief Compliance Officer in a global public company. The Chief Compliance Officer (CCO) oversees the global corporate compliance...
11 days ago - save job - email - more...

SCIS Fire Chief

SCIS, Inc. - Peoria, IL
Must possess certification as a Fire Officer from a State approved or Department of Defense training facility meeting the NFPA 1021 Standard for Fire Officer...
Easily apply
4 days ago - save job - email - more...

Chief Compliance Officer

MetaSense Inc - Woodbridge, NJ
The Chief Compliance Officer will coordinate with the Compliance Department to Prepare, monitor and update compliance plans regularly....
Easily apply
16 days ago - save job - email - more...

Chief Compliance Officer

Green Key Resources 19 reviews - New York, NY
$200,000 - $275,000 a year
Update and test compliance procedures and check investment guidelines and other account compliance reviews. Understanding of compliance risk management and best...
10 days ago - save job - email - more...
Head of Risk and Compliance for Wealth Management
Thomson Reuters 763 reviews - Brookfield, WI
Partner with Thomson Reuters’ Corporate, Legal, Financial and Risk Chief Compliance Officer to perform industry research and due diligence in order to form a...
Sponsored by Thomson Reuters - 14 days ago
Chief Compliance Officer
Michael Page International - US 49 reviews - New York, NY
Description Maintain accurate and up to date written supervisory procedures Perform surveillance on product offerings Perform customer suitability reviews...
Sponsored by eFinancialCareers - 13 days ago
Senior Director, Compliance & Ethics Operations
Alexion 5 reviews - Cheshire, CT
SVP, Chief Compliance Officer, Compliance and Ethics. Senior Director, Compliance & Ethics Operations. Managing all compliance systems, including the Company’s...
Sponsored by Alexion - 24 days ago

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