Chief Compliance Officer jobs

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Compliance Manager
E*TRADE Financial 64 reviews - Arlington, VA
tools. • Developing compliance policies and procedures. • Performing compliance risk assessments. • Fair... updates to Chief Compliance Officer. • Conduct...
Sponsored by E*TRADE Financial - 30+ days ago
US Head of Regulatory Development and Policy
HSBC 2,037 reviews - New York, NY
absence, the US’s Chief Risk Officer. Management of... Discharges the Compliance Officer accountabilities set out in the Compliance Officer Handbook by pro...
Sponsored by HSBC - 9 days ago
Chief Compliance Officer (CCO)/ RIA & Insurance
JD Mellberg Financial 4 reviews - Tucson, AZ
experienced Chief Compliance Officer. If you thrive... benefits. As the Chief Compliance Officer you will be responsible for RIA compliance, compliance analysis...
Easily apply
Sponsored by JD Mellberg Financial - 13 hours ago

Chief Compliance Officer

First New York - New York, NY
The Chief Compliance officer is a leading role in the Firm’s senior management and will work on a day-to-day basis with the Firm’s CEO and other senior members....
8 days ago - save job - email - more...

Chief Compliance Officer (CCO)/ RIA & Insurance

JD Mellberg Financial 4 reviews - Tucson, AZ
Mellberg Financial is a fast growing financial services and marketing firm in need of an experienced Chief Compliance Officer....
Easily apply
13 hours ago - save job - email - more...

Chief Compliance Officer- Eaton Vance Distributors

Eaton Vance 11 reviews - Boston, MA
Oversee and maintain policies and procedures designed to ensure compliance with applicable laws, rules and regulations by a limited purpose broker-dealer...
3 hours ago - save job - email - more...

Senior Director, Financial Reporting and Compliance

US - MD - Silver Spring - Silver Spring, MD
The Senior Director of Financial Reporting and Compliance will oversee all aspects of the Company’s Securities and Exchange Commission (SEC) financial reporting...
United Therapeutics Corporation - 1 hour ago - save job - email - more...

JD, Head of Sanctions

State Street 377 reviews - Boston, MA
The Manager of the OFAC/Sanctions Screening Unit manages a team within Corporate Compliance that is responsible for the OFAC/Sanctions screening of client data....
6 hours ago - save job - email - more...

Business Officer

North Carolina Office of State Human Resources - Wake County, NC
The Business Officer supports the Budget Office in the Administrative, Local Community Support Section of the Division and is responsible for the supervision of...
1 day ago - save job - email - more...

Chief Officer of Research, Accountability and Data

Evanston/Skokie School District 65 - Evanston, IL 60201
The job of Chief Officer of Research, Accountability and Data is done for the purpose/s of collecting and analyzing a variety of data in order to direct...
k12jobspot.com - 10 hours ago - save job - email - more...

Associate Vice President & Deputy Chief Compliance Officer

MD Anderson Cancer Center 151 reviews - Houston, TX 77030 (Medical area)
The primary purpose of the Associate Vice President & Deputy Chief Compliance Officer position is to. provide support to the Vice President & Chief Compliance...
10 days ago - save job - email - more...

Vice President, Regional Care Mgmt

HealthCare Partners 64 reviews - Saint Petersburg, FL
Identifies need for and participates in the development and implementation of care management and utilization management policies and procedures, and ensures...
1 day ago - save job - email - more...

Chief Operating Officer-Far West Division

Supply Chain - Salt Lake City - Kaysville, UT
Coordinate and analyze the success of annual Facility, Division, and Supply Chain audits and ensure that corrective actions are initiated to ensure compliance...
HCA Inc - 13 hours ago - save job - email - more...
Vice President, Development
Total Health Care, Inc. 23 reviews - Baltimore, MD
is responsible for working with the Chief Executive Officer (CEO) and key stakeholders to grow Total... communities. • Ensure compliance with THC’s rules...
Sponsored by Total Health Care, Inc. - 30 days ago
Compliance Supervisor/Manager
Infinity Financial Services - Oakland, CA
to the Chief Compliance Officer Oversee compliance... Ensuring compliance by monitoring and developing various databases As part of the compliance department... $65,000 - $110,000 a year
Sponsored by eFinancialCareers - 9 days ago

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Company with Chief Compliance Officer jobs
64 reviews
We are an innovative financial services company offering online brokerage, investing & related banking solutions at a competitive price.