Chief Compliance Officer jobs

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Chief Compliance Officer
Fortune Financial Services, Inc. - Pittsburgh, PA
Chief Compliance Officer*. Is currently seeking a highly focused and experienced Chief Compliance Officer (CCO) to oversee all facets of the broker dealer's...
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Chief Compliance Officer
Urban Pathways - 25 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...
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Head of Compliance Program Office
MoneyGram - 144 reviews - Frisco, TX
In support of the Chief Compliance Officer develop a short and long term strategic plan to identify, minimize and mitigate compliance risks globally....
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SVP Compliance Officer

The TCW Group, Inc. - New York, NY
The Senior Vice President Compliance Officer reports to the firm’s Chief Compliance Officer and will be responsible for assisting with a variety of compliance...

Sr. Compliance Officers- 2 positions

Meridian Legal Search - 2 reviews - New York, NY  +1 location
$170,000 a year
Will work closely with the Chief Compliance Officer (CCO) in developing and. Executing the firm’s Compliance program....
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Chief Compliance Officer

Hartman Real Asset Securities, Inc (Hartman) - Houston, TX
Hartman is looking for a highly motivated and experienced Chief Compliance Officer (CCO) to manage the broker-dealer compliance program of its captive broker...
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Chief Compliance Officer

The CM Group - Hingham, MA 02043
Chief Compliance officer's duties include:. Chief Compliance Officer (CCO) is the architect and steward of enterprise compliance strategy, structure and...
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Chief Compliance Officer

Direct Access USA LLC - Chicago, IL
Develops an audit process for the annual Chief Compliance Officer report, determine what will be tested, how it will be tested, document deficiencies, and...
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Chief Compliance Officer

FirstCapital Bank of Texas - 5 reviews - United States
Key contact in various compliance committees, audits and examinations. Direct the development and implementation of appropriate testing processes and...

Chief Compliance Officer- Logan Circle Partners

Fortress Investment Group LLC - Philadelphia, PA
The Chief Compliance Officer is primarily responsible for. Logan Circle is seeking a Chief Compliance Officer who understands....

Deputy Chief Compliance Officer

INTL FCStone - 29 reviews - Chicago, IL
Develops, organizes and delivers consistent compliance training, and reinforces all compliance related communications....

Compliance Associate

Chicago Trading Company (CTC) - Chicago, IL
The candidate will report to the Chief Compliance Officer. In addition, the Compliance Associate will assist with the implementation and administration of an...

Chief Compliance Officer

Urban Pathways - 25 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...
Chief Compliance Officer
Hartman Real Asset Securities, Inc (Hartman) - Houston, TX
Hartman is looking for a highly motivated and experienced Chief Compliance Officer (CCO) to manage the broker-dealer compliance program of its captive broker...
Easily apply
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Advisory Chief Compliance Officer, Financial/Operations Prin...
American Portfolios Financial Services Inc. - Holbrook, NY
Advisory Chief Compliance Officer, Financial/Operations Principal | Advisory Services*. American Portfolios (AP) has an immediate need for an advisory chief...
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