Chief Compliance Officer jobs

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Chief Compliance Officer
City National Bank 97 reviews - Los Angeles, CA
The Chief Compliance Officer will be responsible for developing Bank compliance plans consistent with regulations and regulatory policy generally applicable to...
Sponsored by City National Bank - 30+ days ago
Chief Compliance Officer
Sound Income Strategies, LLC - New York, NY
Chief Compliance Office for Registered Investment Advisory Firm. This person is responsible for all compliance and compliance reporting for the firm as well as...
Easily apply
Sponsored by Sound Income Strategies, LLC - 9 days ago
CCO - Private Equity
Invesco 56 reviews - New York, NY
This position for the Chief Compliance Officer for W L Ross and Co and IPC. The Chief Compliance Officer is responsible for the implementation of the compliance...
Sponsored by Invesco - 30+ days ago

Chief Compliance Officer, E*TRADE Securities LLC

ETRADE Financial 78 reviews - New York, NY
We are seeking to fill the position of Chief Compliance Officer (CCO) of E*TRADE Securities LLC (ETS), ETFC’s customer-facing, registered broker-dealer,...
1 day ago - save job - email - more...

Regional Compliance Officer Americas - US [LOCATION FLEXIBLE...

AIG 425 reviews - Houston, TX
This person will report directly to the Consumer Chief Compliance Officer and will have three direct reports – the Director of Regulatory Compliance, the...
8 days ago - save job - email - more...

VP Corporate Compliance

Baylor Scott & White Health 6 reviews - Temple, TX
Chief Compliance Officer. Prepare Corporate Compliance progress reports for the Chief Compliance Officer, Corporate Compliance Committee and Board of Trustees...
Scott & White - 2 days ago - save job - email - more...

Vice President, North America Compliance Officer

Visa 185 reviews - Foster City, CA
Vice President, North America Compliance Officer. This position is a direct report to the Visa Global Chief Compliance Officer and a member of the Compliance...
3 days ago - save job - email - more...

Corporate Compliance Officer, East/West Region - ***Remote O...

Numotion - Rocky Hill, CT
The Corporate Compliance Officer East/West Region works with the Numotion’s General Counsel & Chief Compliance Officer (GC) and Assistant General Counsel (AGC)...
4 days ago - save job - email - more...

Chief Compliance Officer

Rio Grande 10 reviews - Albuquerque, NM
The Chief Compliance Office exists:. The Chief Compliance Officer (CCO) is the architect and steward of compliance strategy, structure and process....
10 days ago - save job - email - more...

Compliance Director

HMS 349 reviews - Irving, TX
The Chief Compliance Officer of HMS Holdings Corp. Contracting Officials and Compliance Officers). Designates the HMS Federal Compliance Officer....
4 days ago - save job - email - more...

Sr. Consultant Patient Experience & Services

Vanderbilt University 324 reviews - Nashville, TN
Under minimal supervision, provides leadership and facilitation of programs, services, and projects that support the VUMC Service Pillar work and the Chief...
3 days ago - save job - email - more...

Sr. Compliance Director Ethics and Compliance

Medtronic 437 reviews - Fridley, MN
This position is responsible for partnering with the Chief Ethics and Compliance Officer (CECO) and the RTG ECO to identify and respond to ethics and compliance...
8 days ago - save job - email - more...

FUND MANAGEMENT COMPLIANCE DIRECTOR

- New York, NY
$225,000 a year
Act as Chief Compliance Officer responsibilities for SEC registered investment adviser. Supervise compliance resource dedicated to the business....
Jobs in Risk - 9 days ago - save job - email - more...
Broker/Dealer Compliance Officer (Series 7 & 24 Required)
Gradient Securities, LLC - Minnesota
Will report to and work closely with the company's Chief Compliance Officer and President as to issues, problems, and sales practices....
Easily apply
Sponsored by Gradient Securities, LLC - 19 days ago
Manager of Compliance Auditing and Monitoring
Health Diagnostic Laboratory, Inc. - Virginia
Assists the Chief Compliance Officer in the development and implementation of compliance disciplinary processes and standards....
Sponsored by Health Diagnostic Laboratory, Inc. - 17 days ago

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Company with Chief Compliance Officer jobs
97 reviews
Outstanding jobs for Relationship Banking pros, Branch Managers, Credit Officers and more. Find out why you belong at City National Bank