Chief Compliance Officer jobs in Bronx, NY

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Investment Advisers Act of 1940 ONLY (5+ years)
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
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Senior Compliance Officer
Invesco - 92 reviews - New York, NY 10036
Compliance Officer reports to the Chief Compliance Officer (CCO) for the WL Ross & Co. Legal- Compliance & Internal Audit....
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Senior Risk Consultant Banking
The Alacer Group - New York, NY
$90 an hour
The Senior Risk and Governance Consultant will assist the Chief Risk Officer and other senior management stakeholders in preparing for Board, Board Committee,...
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Chief Compliance Officer, Corporate Vice President (33935)

New York Life Insurance Co - 989 reviews - New York, NY
Chief Compliance Officer – NYL Investors / Madison Capital. The Chief Compliance Officer will serve as a strong steward for the firm who will interface with...

Chief Compliance Officer, Assurant Investment Management

ASSURANT - 1,150 reviews - New York, NY
AIM will become a registered investment advisor (RIA) and is currently looking for a compliance officer to function as the CCO of the AIM RIA....

Asset Management Chief Data Officer - PMO/Business Manager,...

JPMorgan Chase - Asset Management - 10,985 reviews - New York, NY
Asset Management Chief Data Officer – PMO/ Business Manager. Assist the AM Chief data Officer with the ongoing development of the data strategy and syndication...

Senior Compliance Manager

AIG - 923 reviews - New York, NY
The Senior Compliance Manager will report directly to AIGI Chief Compliance Officer. The AIG Investments (“AIGI”) Compliance team partners with business to...

Corporate Compliance - CIB Compliance Testing - Vice Preside...

JPMorgan Chase - 10,985 reviews - New York, NY
Corporate Compliance - CIB Compliance Testing - Vice President - New York. The Compliance Department of JPMorgan Chase & Co is seeking an compliance...

Compliance Officer (S&P Global Ratings)

S&P Global Ratings - 3 reviews - New York, NY 10002 (Lower East Side area)
Provide advisory services to staff and management and to the Regional Covering Compliance Officer (RCCO) and, at times, the Chief Compliance Officer (North...

Deputy Chief Compliance Officer

The Compliance Search Group - New York, NY 10018 (Clinton area)
The Deputy Chief Compliance Officer (“DCCO”) will assist the Chief Compliance Officer in administering the compliance program for the investment adviser....
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SVP Compliance Officer

The TCW Group, Inc. - New York, NY
The Senior Vice President Compliance Officer reports to the firm’s Chief Compliance Officer and will be responsible for assisting with a variety of compliance...

Chief Compliance Officer

The Compliance Search Group - New York, NY 10018 (Clinton area)
This fantastic opportunity offers an experienced Compliance Officer the chance to step-up into a Chief Compliance Officer position....
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Chief Compliance Officer

Urban Pathways - 24 reviews - New York, NY
Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...
Senior Compliance Consultant
NCS Regulatory Compliance - New York, NY
Serve as Chief Compliance Officer for select clients; 6+ years of relevant experience, including consulting, RIA compliance, or other financial services...
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Chief BSA Officer
Barclay Simpson - New York, NY
A VP, Chief BSA Officer, is now sought to lead the BSA/AML/OFAC program to ensure a robust compliance framework is implemented and a coordinated compliance...
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